| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Advisors Asset Management, Inc. | 2,632,451 | 17,032,000 | 10.64% | ||
| 2 | UBS Group AG | 2,120,349 | 13,718,000 | 8.57% | ||
| 3 | JPMORGAN CHASE & CO | 1,997,802 | 12,925,000 | 8.08% | ||
| 4 | DELPHI FINANCIAL GROUP, INC. | 1,759,061 | 11,399,000 | 7.12% | ||
| 5 | MORGAN STANLEY | 1,396,208 | 9,033,000 | 5.64% | ||
| 6 | CONFLUENCE INVESTMENT MANAGEMENT LLC | 1,190,865 | 7,705,000 | 4.81% | ||
| 7 | Invesco Ltd. | 1,135,849 | 7,349,000 | 4.59% | ||
| 8 | PVG Asset Management | 1,103,957 | 7,142,604 | 4.46% | ||
| 9 | Muzinich & Co., Inc. | 997,586 | 6,355,000 | 3.97% | ||
| 10 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 750,123 | 4,853,000 | 3.03% | ||
| 11 | West Family Investments, Inc. | 647,056 | 4,186,000 | 2.62% | ||
| 12 | Advisors Capital Management, LLC | 607,571 | 3,931,000 | 2.46% | ||
| 13 | TWO SIGMA INVESTMENTS, LP | 520,921 | 3,370,000 | 2.11% | ||
| 14 | MILLENNIUM MANAGEMENT LLC | 438,783 | 2,839,000 | 1.77% | ||
| 15 | TWO SIGMA ADVISERS, LP | 398,687 | 2,662,000 | 1.66% | ||
| 16 | CREDIT SUISSE AG/ | 379,622 | 2,456,000 | 1.53% | ||
| 17 | BlackRock Group LTD | 349,162 | 2,259,000 | 1.41% | ||
| 18 | GUGGENHEIM CAPITAL LLC | 342,691 | 2,219,000 | 1.39% | ||
| 19 | Selway Asset Management | 330,985 | 2,141,000 | 1.34% | ||
| 20 | ArrowMark Colorado Holdings LLC | 330,615 | 2,139,000 | 1.34% | ||
| 21 | Greenwich Investment Management, Inc. | 323,575 | 2,093,000 | 1.31% | ||
| 22 | VAN ECK ASSOCIATES CORP | 322,246 | 2,085,000 | 1.30% | ||
| 23 | MANUFACTURERS LIFE INSURANCE COMPANY, THE | 287,839 | 1,862,000 | 1.16% | ||
| 24 | Partners Group Holding AG | 270,900 | 1,753,000 | 1.10% | ||
| 25 | Sterneck Capital Management, LLC | 222,874 | 1,442,000 | 0.90% | ||
| 26 | WELLS FARGO & COMPANY/MN | 220,052 | 1,424,000 | 0.89% | ||
| 27 | Janney Montgomery Scott LLC | 201,497 | 1,304,000 | 0.81% | ||
| 28 | Family Manage LLC | 166,750 | 1,079,000 | 0.67% | ||
| 29 | Nine Chapters Capital Management LLC | 160,800 | 1,040,000 | 0.65% | ||
| 30 | HighTower Advisors, LLC | 151,763 | 981,000 | 0.61% | ||
| 31 | CITIGROUP INC | 141,802 | 917,000 | 0.57% | ||
| 32 | UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | 137,388 | 889,000 | 0.56% | ||
| 33 | Aris Wealth Services, Inc. | 122,332 | 791,000 | 0.49% | ||
| 34 | RELATIVE VALUE PARTNERS GROUP, LLC | 110,701 | 716,000 | 0.45% | ||
| 35 | Taylor Frigon Capital Management LLC | 101,888 | 673,000 | 0.42% | ||
| 36 | Legal & General Group Plc | 96,623 | 627,000 | 0.39% | ||
| 37 | GOLDMAN SACHS GROUP INC | 95,226 | 616,000 | 0.38% | ||
| 38 | SIGNIA CAPITAL MANAGEMENT LLC | 92,793 | 600,000 | 0.37% | ||
| 39 | CORRADO ADVISORS, LLC | 84,515 | 547,000 | 0.34% | ||
| 40 | MANNING & NAPIER ADVISORS LLC | 82,845 | 535,000 | 0.33% | ||
| 41 | EATON VANCE MANAGEMENT | 72,837 | 471,000 | 0.29% | ||
| 42 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 72,778 | 471,000 | 0.29% | ||
| 43 | Edge Wealth Management LLC | 71,299 | 456,000 | 0.28% | ||
| 44 | HSBC HOLDINGS PLC | 70,000 | 453,000 | 0.28% | ||
| 45 | DIALECTIC CAPITAL MANAGEMENT, LP | 69,740 | 450,000 | 0.28% | ||
| 46 | DEERE & CO | 69,389 | 449,000 | 0.28% | ||
| 47 | NJ State Employees Deferred Compensation Plan | 66,710 | 432,000 | 0.27% | ||
| 48 | FINANCIAL COUNSELORS INC | 62,800 | 406,000 | 0.25% | ||
| 49 | MCKINLEY CAPITAL MANAGEMENT LLC | 61,729 | 399,000 | 0.25% | ||
| 50 | Homrich & Berg | 61,191 | 396,000 | 0.25% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
