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PENNANTPARK INVT CORP
PENNANTPARK INVT CORP. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 123 Institutional holders with a total value of $142,340,060.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 CUTLER GROUP LLC / CA 100 0 0.00% Put
2 GLENMEDE TRUST CO NA 131 0 0.00%
3 Plante Moran Financial Advisors, LLC 212 1,000 0.00%
4 Hudock, Inc. 300 1,000 0.00%
5 Winch Advisory Services, LLC 238 1,000 0.00%
6 Clearbridge Investments, LLC 126 1,000 0.00%
7 GENEOS WEALTH MANAGEMENT INC. 400 2,000 0.00%
8 PENSERRA CAPITAL MANAGEMENT LLC 755 4,000 0.00%
9 OLD SECOND NATIONAL BANK OF AURORA 1,000 6,000 0.00%
10 Vantage Investment Advisors, LLC 1,000 6,000 0.00%
11 REILLY FINANCIAL ADVISORS, LLC 1,000 6,000 0.00%
12 Ipswich Investment Management Co., Inc. 1,000 6,000 0.00%
13 Winslow, Evans & Crocker, Inc. 1,000 6,060 0.00%
14 JBF Capital, Inc. 1,405 9,000 0.01%
15 HOWE & RUSLING INC 2,000 12,000 0.01%
16 Creative Planning 2,385 14,000 0.01%
17 Global X Management CO LLC 2,780 17,000 0.01%
18 FIFTH THIRD BANCORP 3,000 18,000 0.01%
19 FIRST MANHATTAN CO. LLC. 3,000 18,000 0.01%
20 Walleye Trading LLC 3,200 19,000 0.01%
21 US BANCORP \DE\ 3,700 22,000 0.02%
22 Transamerica Financial Advisors, LLC 3,701 23,000 0.02%
23 BARCLAYS PLC 4,092 25,000 0.02%
24 BESSEMER GROUP INC 4,400 27,000 0.02%
25 CAPITAL GUARDIAN TRUST CO 4,500 27,000 0.02%
26 BlackRock Institutional Trust Company, N.A. 4,649 28,000 0.02%
27 MSI Financial Services Inc 4,997 30,000 0.02%
28 Advisory Services Network, LLC 5,000 30,000 0.02%
29 Ameritas Investment Partners, Inc. 5,153 31,000 0.02%
30 DEUTSCHE BANK AG\ 7,506 45,000 0.03%
31 STIFEL FINANCIAL CORP 10,000 61,000 0.04%
32 HM PAYSON & CO 10,142 61,000 0.04%
33 TWO SIGMA SECURITIES, LLC 10,356 63,000 0.04%
34 IFP ADVISORS, INC 11,345 69,000 0.05%
35 VSR Financial Services, Inc. 11,597 70,000 0.05%
36 Commonwealth Equity Services, Inc 13,697 83,000 0.06%
37 BANK OF AMERICA CORP /DE/ 14,621 88,000 0.06%
38 Truepoint, Inc. 14,600 88,000 0.06%
39 TFS CAPITAL LLC 14,818 90,000 0.06%
40 SHEAFF BROCK INVESTMENT ADVISORS, LLC 15,070 91,000 0.06%
41 RAYMOND JAMES & ASSOCIATES 15,712 95,000 0.07%
42 STEPHENS INC /AR/ 15,770 96,000 0.07%
43 SUSQUEHANNA INTERNATIONAL GROUP, LLP 15,800 96,000 0.07% Call
44 SG Americas Securities, LLC 16,483 100,000 0.07%
45 AMERICAN INTERNATIONAL GROUP, INC. 17,042 103,000 0.07%
46 Spot Trading L.L.C 17,924 109,000 0.08%
47 KEMPNER CAPITAL MANAGEMENT INC. 18,200 110,000 0.08%
48 GOLDMAN SACHS GROUP INC 18,400 112,000 0.08%
49 FOX RUN MANAGEMENT, L.L.C. 19,500 118,000 0.08%
50 Connor, Clark & Lunn Investment Management Ltd. 22,800 138,000 0.10%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.