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PETROCHINA CO LTD
PETROCHINA CO LTD. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 159 Institutional holders with a total value of $2,198,939,655.
#
Manager Name
Shares
Value ($)
%
Options
Notes
51 MCF Advisors LLC 1,627 177,000 0.01%
52 BARCLAYS PLC 1,505 192,000 0.01%
53 Commonwealth Equity Services, Inc 1,685 217,000 0.01%
54 Yorktown Management & Research Co Inc 1,700 218,000 0.01%
55 JOHNSON INVESTMENT COUNSEL INC 1,875 240,000 0.01%
56 Parallax Volatility Advisers, L.P. 2,000 257,000 0.01% Call
57 CIBC WORLD MARKET INC. 2,200 283,000 0.01%
58 ALPS ADVISORS INC 2,259 290,000 0.01%
59 CITIGROUP INC 2,366 304,000 0.01%
60 AMERIPRISE FINANCIAL INC 2,330 306,000 0.01%
61 GUARDIAN CAPITAL LP 2,600 334,000 0.02%
62 ZACKS INVESTMENT MANAGEMENT 2,836 364,000 0.02%
63 Zuckerman Investment Group, LLC 3,000 386,000 0.02%
64 Compagnie Lombard Odier SCmA 3,110 400,000 0.02%
65 PNC FINANCIAL SERVICES GROUP, INC. 3,305 425,000 0.02%
66 ROYAL BANK OF CANADA 3,422 440,000 0.02%
67 LPL Financial LLC 3,529 445,000 0.02%
68 GATEWAY INVESTMENT ADVISERS LLC 3,534 454,000 0.02%
69 US BANCORP \DE\ 3,876 498,000 0.02%
70 CoreCommodity Management, LLC 4,087 525,000 0.02%
71 A.R.T. Advisors, LLC 4,098 526,000 0.02%
72 STATE STREET CORP 4,210 542,000 0.02%
73 Timber Hill LLC 4,672 600,000 0.03%
74 ING GROEP NV 4,910 632,000 0.03%
75 DekaBank Deutsche Girozentrale 5,174 665,000 0.03%
76 GABELLI FUNDS LLC 5,200 668,000 0.03%
77 STIFEL FINANCIAL CORP 5,477 703,000 0.03%
78 FRANKLIN RESOURCES INC 5,517 709,000 0.03%
79 TIEMANN INVESTMENT ADVISORS, LLC 5,632 724,000 0.03%
80 PDT Partners, LLC 5,669 729,000 0.03%
81 LAZARD ASSET MANAGEMENT LLC 5,700 732,000 0.03%
82 Bank of New York Mellon Corp 5,964 767,000 0.03%
83 FIRST TRUST ADVISORS LP 6,066 780,000 0.04%
84 DUPONT CAPITAL MANAGEMENT CORP 6,869 883,000 0.04%
85 BARCLAYS PLC 7,100 909,000 0.04% Put
86 OFI Advisors LLC 8,145 1,047,000 0.05%
87 Mirae Asset Global Investments Co., Ltd. 8,467 1,088,000 0.05%
88 NatWest Group plc 8,465 1,088,000 0.05%
89 SIT INVESTMENT ASSOCIATES INC 8,475 1,089,000 0.05%
90 SG Americas Securities, LLC 8,916 1,146,000 0.05%
91 M&T BANK CORP 9,413 1,209,000 0.05%
92 COMERICA BANK 9,487 1,219,000 0.06%
93 Nine Chapters Capital Management LLC 9,500 1,221,000 0.06%
94 AJO, LP 9,600 1,234,000 0.06%
95 BLUESTEIN R H & CO LLC 10,000 1,285,000 0.06%
96 THOMPSON INVESTMENT MANAGEMENT, INC. 10,515 1,320,000 0.06%
97 Horizon Kinetics LLC 10,946 1,407,000 0.06%
98 CAXTON ASSOCIATES LP 11,300 1,452,000 0.07%
99 TCW GROUP INC 11,355 1,459,000 0.07%
100 STEVENS CAPITAL MANAGEMENT LP 11,574 1,487,000 0.07%
Page 2 of 4

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.