| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | NOMURA HOLDINGS INC | 2,000,000 | 222,132,000 | 29.12% | Put | |
| 2 | WELLINGTON MANAGEMENT GROUP LLP | 883,010 | 97,979,000 | 12.85% | ||
| 3 | DIMENSIONAL FUND ADVISORS LP | 419,426 | 46,525,000 | 6.10% | ||
| 4 | DRIEHAUS CAPITAL MANAGEMENT LLC | 331,612 | 36,796,000 | 4.82% | ||
| 5 | CREDIT SUISSE AG/ | 224,714 | 24,935,000 | 3.27% | ||
| 6 | MACQUARIE GROUP LTD | 221,965 | 24,629,000 | 3.23% | ||
| 7 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 206,400 | 22,902,000 | 3.00% | Put | |
| 8 | WESTPAC BANKING CORP | 174,280 | 19,338,109 | 2.54% | ||
| 9 | Invesco Ltd. | 134,459 | 14,920,000 | 1.96% | ||
| 10 | AQR CAPITAL MANAGEMENT LLC | 133,776 | 14,844,000 | 1.95% | ||
| 11 | CI INVESTMENTS INC. | 111,005 | 12,317,000 | 1.61% | ||
| 12 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 110,800 | 12,294,000 | 1.61% | Call | |
| 13 | AXA S.A. | 110,434 | 12,254,000 | 1.61% | ||
| 14 | O'SHAUGHNESSY ASSET MANAGEMENT, LLC | 121,432 | 12,112,000 | 1.59% | ||
| 15 | Sumitomo Mitsui Trust Group, Inc. | 94,436 | 10,377,000 | 1.36% | ||
| 16 | GUGGENHEIM CAPITAL LLC | 70,001 | 7,767,000 | 1.02% | ||
| 17 | RUSSELL FRANK CO/ | 69,868 | 7,679,000 | 1.01% | ||
| 18 | Wilmington Savings Fund Society, FSB | 63,749 | 7,074,000 | 0.93% | ||
| 19 | NORTHERN TRUST CORP | 60,570 | 6,721,000 | 0.88% | ||
| 20 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 56,871 | 6,310,000 | 0.83% | ||
| 21 | Foyston, Gordon & Payne Inc | 52,765 | 5,855,000 | 0.77% | ||
| 22 | CAPSTONE ASSET MANAGEMENT CO | 50,604 | 5,615,000 | 0.74% | ||
| 23 | OXFORD ASSET MANAGEMENT LLP | 50,807 | 5,610,000 | 0.74% | ||
| 24 | GOLDMAN SACHS GROUP INC | 48,097 | 5,336,000 | 0.70% | ||
| 25 | MORGAN STANLEY | 47,952 | 5,320,000 | 0.70% | ||
| 26 | SCHAFER CULLEN CAPITAL MANAGEMENT INC | 45,830 | 5,085,000 | 0.67% | ||
| 27 | BRANDES INVESTMENT PARTNERS, LP | 44,724 | 4,963,000 | 0.65% | ||
| 28 | Bridgewater Associates, LP | 42,397 | 4,704,000 | 0.62% | ||
| 29 | Advisors Asset Management, Inc. | 42,179 | 4,680,000 | 0.61% | ||
| 30 | JPMORGAN CHASE & CO | 41,981 | 4,658,000 | 0.61% | ||
| 31 | BANK OF MONTREAL /CAN/ | 33,626 | 3,732,000 | 0.49% | ||
| 32 | TWO SIGMA INVESTMENTS, LP | 32,111 | 3,563,000 | 0.47% | ||
| 33 | STRS OHIO | 30,000 | 3,329,000 | 0.44% | ||
| 34 | Aperio Group, LLC | 29,764 | 3,303,000 | 0.43% | ||
| 35 | PROFUND ADVISORS LLC | 29,444 | 3,267,000 | 0.43% | ||
| 36 | CASTLEARK MANAGEMENT LLC | 27,700 | 3,074,000 | 0.40% | ||
| 37 | BlackRock Finance, Inc. | 27,616 | 3,064,000 | 0.40% | ||
| 38 | BANK OF AMERICA CORP /DE/ | 26,345 | 2,922,000 | 0.38% | ||
| 39 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 25,104 | 2,786,000 | 0.37% | ||
| 40 | A.R.T. Advisors, LLC | 24,302 | 2,696,000 | 0.35% | ||
| 41 | PEAK6 Group LLC | 23,912 | 2,653,000 | 0.35% | ||
| 42 | Creative Planning | 23,475 | 2,605,000 | 0.34% | ||
| 43 | GAM Holding AG | 22,900 | 2,520,000 | 0.33% | ||
| 44 | NORDEA INVESTMENT MANAGEMENT AB | 22,268 | 2,471,000 | 0.32% | ||
| 45 | UBS Group AG | 20,681 | 2,295,000 | 0.30% | ||
| 46 | PEAK6 Group LLC | 20,500 | 2,275,000 | 0.30% | Put | |
| 47 | BARCLAYS PLC | 20,000 | 2,200,000 | 0.29% | Put | |
| 48 | COMERICA BANK | 19,236 | 2,134,000 | 0.28% | ||
| 49 | OLD MISSION CAPITAL LLC | 18,012 | 1,999,000 | 0.26% | ||
| 50 | Allianz Asset Management GmbH | 16,988 | 1,885,000 | 0.25% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
