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PIMCO ETF TR
PIMCO ETF TR. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 197 Institutional holders with a total value of $1,099,787,305.
#
Manager Name
Shares
Value ($)
%
Options
Notes
51 Janney Montgomery Scott LLC 31,593 3,369,712 0.31%
52 Cetera Advisor Networks LLC 30,342 3,234,000 0.29%
53 Robert W. Baird & Co. Inc 30,056 3,206,000 0.29%
54 Raymond James Financial Services Advisors, Inc. 29,995 3,199,000 0.29%
55 Winfield Associates, Inc. 29,293 3,124,000 0.28%
56 Somerset Group LLC 29,200 3,114,000 0.28%
57 AMERICAN INTERNATIONAL GROUP, INC. 27,868 2,972,435 0.27%
58 Gemmer Asset Management LLC 27,649 2,949,000 0.27%
59 Bank of New York Mellon Corp 25,908 2,764,000 0.25%
60 Private Advisor Group, LLC 25,115 2,679,000 0.24%
61 PNC FINANCIAL SERVICES GROUP, INC. 24,984 2,664,000 0.24%
62 LADENBURG THALMANN FINANCIAL SERVICES INC. 24,171 2,578,000 0.23%
63 Horizon Investment Services, LLC 23,802 2,554,000 0.23%
64 SIMMONS FIRST TRUST CO NA 23,400 2,496,000 0.23%
65 Glovista Investments LLC 23,100 2,464,000 0.22%
66 Rehmann Capital Advisory Group 22,961 2,449,000 0.22%
67 NOMURA HOLDINGS INC 22,371 2,386,000 0.22%
68 SUSQUEHANNA INTERNATIONAL GROUP, LLP 21,500 2,293,000 0.21% Call
69 Advisors Preferred, LLC 20,901 2,229,300 0.20%
70 Annex Advisory Services, LLC 20,832 2,222,000 0.20%
71 KMS FINANCIAL SERVICES, INC 20,018 2,135,000 0.19%
72 Paradigm Financial Advisors, LLC 19,482 2,078,000 0.19%
73 TOWER TRUST Co 18,336 1,955,000 0.18%
74 Creative Planning 18,239 1,945,000 0.18%
75 Horizon Kinetics LLC 17,650 1,883,000 0.17%
76 INR ADVISORY SERVICES LLC 15,848 1,690,000 0.15%
77 SAGE FINANCIAL GROUP INC 15,665 1,671,000 0.15%
78 NATIONAL PLANNING CORP 15,513 1,652,000 0.15%
79 Choate Investment Advisors 15,285 1,630,308 0.15%
80 PETTYJOHN, WOOD & WHITE, INC 15,225 1,624,000 0.15%
81 Psagot Value Holdings Ltd. 14,707 1,569,000 0.14%
82 Occidental Asset Management, LLC 14,670 1,565,000 0.14%
83 WEDBUSH SECURITIES INC 14,657 1,563,000 0.14%
84 1919 Investment Counsel, LLC 14,495 1,547,000 0.14%
85 Salient Capital Advisors, LLC 13,786 1,470,000 0.13%
86 MSI Financial Services Inc 13,622 1,453,000 0.13%
87 STIFEL FINANCIAL CORP 13,322 1,421,000 0.13%
88 Brookstone Capital Management 12,558 1,339,000 0.12%
89 Evanson Asset Management, LLC 11,932 1,273,000 0.12%
90 SUSQUEHANNA INTERNATIONAL GROUP, LLP 11,713 1,249,000 0.11%
91 Investors Capital Advisory Services 11,626 1,240,000 0.11%
92 Destination Wealth Management 11,589 1,236,000 0.11%
93 IFC Holdings Incorporated/FL 11,282 1,203,000 0.11%
94 D'Orazio & Associates, Inc. 11,051 1,168,000 0.11%
95 Horizon Investments, LLC 10,917 1,164,000 0.11%
96 OPPENHEIMER & CO INC 10,864 1,159,000 0.11%
97 BARCLAYS PLC 10,978 1,156,000 0.11%
98 Cetera Advisors LLC 10,739 1,150,000 0.10%
99 FOUNDERS FINANCIAL SECURITIES LLC 10,643 1,135,000 0.10%
100 FMA ADVISORY INC 10,501 1,120,000 0.10%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.