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PIMCO ETF TR
PIMCO ETF TR. Institutional holdings reported to the SEC.

Institutional Holders (2015Q1)
Portfolio Summary: 174 Institutional holders with a total value of $829,704,723.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Parallax Volatility Advisers, L.P. 1 0 0.00%
2 Gemmer Asset Management LLC 0 0 0.00%
3 Waverly Advisors, LLC 18 2,000 0.00%
4 People's United Financial, Inc. 30 3,000 0.00%
5 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 38 4,000 0.00%
6 Horrell Capital Management, Inc. 48 5,000 0.00%
7 WESTPORT RESOURCES MANAGEMENT INC 50 6,000 0.00%
8 SIGNATUREFD, LLC 75 8,000 0.00%
9 Joel Isaacson & Co., LLC 93 10,000 0.00%
10 SCHRODER INVESTMENT MANAGEMENT GROUP 115 13,000 0.00%
11 JNBA Financial Advisors 121 13,000 0.00%
12 Creative Planning 150 17,000 0.00%
13 MARK SHEPTOFF FINANCIAL PLANNING, LLC 200 22,000 0.00%
14 WEALTHCARE CAPITAL MANAGEMENT LLC 204 22,000 0.00%
15 STANCORP INVESTMENT ADVISERS INC 200 22,000 0.00%
16 Klingman & Associates, LLC 230 25,000 0.00%
17 SECURITY NATIONAL TRUST CO 240 26,000 0.00%
18 JFS WEALTH ADVISORS, LLC 243 27,000 0.00%
19 SRH ADVISORS, LLC 250 28,000 0.00%
20 First City Capital Management, Inc. 265 29,184 0.00%
21 INR ADVISORY SERVICES LLC 290 32,000 0.00%
22 WEALTHPLAN PARTNERS, LLC 327 36,000 0.00%
23 CAPTRUST FINANCIAL ADVISORS 340 37,444 0.00%
24 Financial Architects, Inc 375 41,000 0.00%
25 US FINANCIAL ADVISORS, LLC 464 51,000 0.01%
26 Genesis Wealth Advisors, LLC 600 66,282 0.01%
27 Stanford Investment Group, Inc. 625 69,000 0.01%
28 Aris Wealth Services, Inc. 679 75,000 0.01%
29 Capital Analysts, LLC 775 85,416 0.01%
30 Simplicity Solutions, LLC 998 109,910 0.01%
31 WFG Advisors, LP 1,013 112,000 0.01%
32 OGOREK ANTHONY JOSEPH /NY/ /ADV 1,093 120,000 0.01%
33 FIFTH THIRD BANCORP 1,335 147,000 0.02%
34 COURIER CAPITAL LLC 1,818 200,000 0.02%
35 Hudock, Inc. 1,876 207,000 0.02%
36 ROCKEFELLER FINANCIAL SERVICES INC 1,890 208,000 0.03%
37 INTEGRATED WEALTH MANAGEMENT 1,896 208,000 0.03%
38 Highmount Capital, LLC 1,905 210,000 0.03%
39 Round Table Services, LLC 2,130 235,000 0.03%
40 Lombard Odier Transatlantic Ltd 2,200 242,000 0.03%
41 Compagnie Lombard Odier SCmA 2,200 242,000 0.03%
42 BHF Kleinwort Benson Group S.A. 2,200 242,000 0.03%
43 Smithfield Trust Co 2,200 242,000 0.03%
44 TIEMANN INVESTMENT ADVISORS, LLC 2,335 257,000 0.03%
45 NewFocus Financial Group, LLC 2,353 259,000 0.03%
46 Perigon Wealth Management, LLC 2,362 260,000 0.03%
47 VALICENTI ADVISORY SERVICES INC 2,400 264,000 0.03%
48 First Heartland Consultants, Inc. 2,450 270,000 0.03%
49 NEXT Financial Group, Inc 2,459 270,000 0.03%
50 Apriem Advisors 2,470 272,000 0.03%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.