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PIMCO ETF TR
PIMCO ETF TR. Institutional holdings reported to the SEC.

Institutional Holders (2015Q1)
Portfolio Summary: 174 Institutional holders with a total value of $829,704,723.
#
Manager Name
Shares
Value ($)
%
Options
Notes
51 Allen Investment Management, LLC 20,610 2,270,000 0.27%
52 CIBC WORLD MARKET INC. 19,406 2,137,000 0.26%
53 Psagot Value Holdings Ltd. 18,930 2,085,000 0.25%
54 ADVANTAGE INVESTMENT MANAGEMENT, LLC 18,649 2,054,000 0.25%
55 WEDBUSH SECURITIES INC 17,540 1,932,000 0.23%
56 Glovista Investments LLC 15,600 1,718,000 0.21%
57 Virtu KCG Holdings LLC 15,559 1,714,000 0.21%
58 Occidental Asset Management, LLC 15,525 1,710,000 0.21%
59 PNC FINANCIAL SERVICES GROUP, INC. 15,428 1,699,000 0.20%
60 OLD NATIONAL BANCORP /IN/ 15,148 1,668,000 0.20%
61 Argentus Capital Management, LLC 12,500 1,377,000 0.17%
62 Salient Capital Advisors, LLC 11,829 1,303,000 0.16%
63 Fort Point Capital Partners LLC 11,532 1,270,000 0.15%
64 BARCLAYS PLC 11,373 1,249,000 0.15%
65 FIC CAPITAL INC 10,897 1,200,000 0.14%
66 First Personal Financial Services 10,260 1,130,000 0.14%
67 D'Orazio & Associates, Inc. 10,121 1,115,000 0.13%
68 Cetera Advisors LLC 10,081 1,111,000 0.13%
69 Good Harbor Financial, LLC 9,903 1,091,000 0.13%
70 D.A. DAVIDSON & CO. 9,906 1,090,000 0.13%
71 OPPENHEIMER & CO INC 9,812 1,081,000 0.13%
72 FDx Advisors, Inc. 9,200 1,017,000 0.12%
73 Brookstone Capital Management 9,097 1,002,000 0.12%
74 Sigma Planning Corp 9,041 996,000 0.12%
75 Evanson Asset Management, LLC 8,305 915,000 0.11%
76 Burt Wealth Advisors 8,199 813,000 0.10%
77 CITIGROUP INC 7,318 806,000 0.10%
78 SUSQUEHANNA INTERNATIONAL GROUP, LLP 7,300 804,000 0.10% Put
79 Investors Capital Advisory Services 7,104 782,000 0.09%
80 UNITED CAPITAL FINANCIAL ADVISORS, LLC 7,148 779,000 0.09%
81 Overbrook Management Corp 7,060 778,000 0.09%
82 M&T BANK CORP 6,800 749,000 0.09%
83 MILLENNIUM MANAGEMENT LLC 6,454 711,000 0.09%
84 SUSQUEHANNA INTERNATIONAL GROUP, LLP 6,391 704,000 0.08%
85 NORTHERN TRUST CORP 6,296 693,000 0.08%
86 GREATMARK INVESTMENT PARTNERS, INC. 6,260 689,000 0.08%
87 BNP PARIBAS FINANCIAL MARKETS 6,058 667,168 0.08%
88 GUPTA WEALTH MANAGEMENT LLC 6,035 665,000 0.08%
89 MSI Financial Services Inc 5,655 623,000 0.08%
90 KEYBANK NATIONAL ASSOCIATION/OH 5,612 618,000 0.07%
91 PRIVATE TRUST CO NA 5,152 567,000 0.07%
92 CORRADO ADVISORS, LLC 5,057 557,000 0.07%
93 MACGUIRE, CHESWICK & TUTTLE INVESTMENT COUNSEL LLC 4,893 539,000 0.06% PRN
94 INVESTMENT CENTERS OF AMERICA INC 4,744 519,000 0.06%
95 ALBION FINANCIAL GROUP /UT 4,665 514,000 0.06%
96 Advisory Services Network, LLC 4,144 456,000 0.05%
97 DIVIDEND ASSETS CAPITAL, LLC 4,050 446,000 0.05%
98 USA MUTUALS ADVISORS, INC. 4,000 441,000 0.05%
99 Northstar Group, Inc. 3,800 418,000 0.05%
100 SPINNAKER TRUST 3,780 416,000 0.05%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.