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PIMCO ETF TR
PIMCO ETF TR. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 175 Institutional holders with a total value of $794,701,848.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Parallax Volatility Advisers, L.P. 1 0 0.00%
2 Gemmer Asset Management LLC 0 0 0.00%
3 Waverly Advisors, LLC 18 2,000 0.00%
4 People's United Financial, Inc. 30 3,000 0.00%
5 Advisors Asset Management, Inc. 35 4,000 0.00%
6 WESTPORT RESOURCES MANAGEMENT INC 50 5,000 0.00%
7 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 50 5,000 0.00%
8 Kistler-Tiffany Companies, LLC 44 5,000 0.00%
9 Winslow, Evans & Crocker, Inc. 64 6,750 0.00%
10 CWM, LLC 83 9,000 0.00%
11 SCHRODER INVESTMENT MANAGEMENT GROUP 115 12,000 0.00%
12 JNBA Financial Advisors 121 13,000 0.00%
13 Hudock, Inc. 141 14,000 0.00%
14 Creative Planning 150 16,000 0.00%
15 Capital Advisors, Ltd. LLC 186 20,000 0.00%
16 DELTA ASSET MANAGEMENT LLC/TN 191 20,000 0.00%
17 Klingman & Associates, LLC 230 24,000 0.00%
18 SECURITY NATIONAL TRUST CO 240 25,000 0.00%
19 SRH ADVISORS, LLC 250 26,000 0.00%
20 Patten Group, Inc. 300 31,638 0.00%
21 Transamerica Financial Advisors, LLC 304 33,000 0.00%
22 CAPTRUST FINANCIAL ADVISORS 340 36,000 0.00%
23 Stanford Investment Group, Inc. 401 42,000 0.01%
24 SIGNATUREFD, LLC 500 53,000 0.01%
25 Aris Wealth Services, Inc. 516 54,000 0.01%
26 Regal Investment Advisors LLC 519 54,000 0.01%
27 ADVANTAGE INVESTMENT MANAGEMENT, LLC 615 65,000 0.01%
28 Carnick & Kubik, LLC 9,063 94,893 0.01%
29 WFG Advisors, LP 1,022 108,000 0.01%
30 OGOREK ANTHONY JOSEPH /NY/ /ADV 1,110 117,000 0.01%
31 FIFTH THIRD BANCORP 1,200 127,000 0.02%
32 First Heartland Consultants, Inc. 1,907 201,000 0.03%
33 ROCKEFELLER FINANCIAL SERVICES INC 1,919 202,000 0.03%
34 Emery Howard Portfolio Management, Inc. 2,024 213,000 0.03%
35 GREENLEAF TRUST 2,058 217,000 0.03%
36 Round Table Services, LLC 2,130 225,000 0.03%
37 Smithfield Trust Co 2,200 232,000 0.03%
38 BHF Kleinwort Benson Group S.A. 2,200 232,000 0.03%
39 Lombard Odier Transatlantic Ltd 2,200 232,000 0.03%
40 TIEMANN INVESTMENT ADVISORS, LLC 2,335 246,000 0.03%
41 NewFocus Financial Group, LLC 2,353 248,000 0.03%
42 ASSET PLANNING SERVICES, LTD. 2,385 252,000 0.03%
43 VALICENTI ADVISORY SERVICES INC 2,400 253,000 0.03%
44 Apriem Advisors 2,470 260,000 0.03%
45 KING LUTHER CAPITAL MANAGEMENT CORP 2,500 264,000 0.03%
46 Segment Wealth Management, LLC 2,500 264,000 0.03%
47 NEXT Financial Group, Inc 2,575 271,000 0.03%
48 Formidable Asset Management, LLC 2,615 275,000 0.03%
49 BLACKROCK ADVISORS LLC 2,608 275,000 0.03%
50 Mariner, LLC 2,633 278,000 0.03%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.