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PIMCO ETF TR
PIMCO ETF TR. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 181 Institutional holders with a total value of $816,414,553.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Gemmer Asset Management LLC 0 0 0.00%
2 Parallax Volatility Advisers, L.P. 1 0 0.00%
3 BlackRock Finance, Inc. 5 0 0.00%
4 WOLVERINE TRADING LP /BD 4 429 0.00%
5 Transamerica Financial Advisors, LLC 11 2,000 0.00%
6 People's United Financial, Inc. 30 3,000 0.00%
7 ROWLAND CARMICHAEL ADVISORS INC /ADV 40 4,000 0.00%
8 Advisors Asset Management, Inc. 35 4,000 0.00%
9 Commonwealth Financial Services, LLC 42 5,000 0.00%
10 WESTPORT RESOURCES MANAGEMENT INC 50 5,000 0.00%
11 CWM, LLC 67 7,000 0.00%
12 ROPES WEALTH ADVISORS LLC 105 11,000 0.00%
13 JNBA Financial Advisors 121 13,000 0.00%
14 ADVANTAGE INVESTMENT MANAGEMENT, LLC 128 14,000 0.00%
15 ADIRONDACK TRUST CO 133 14,000 0.00%
16 Hudock, Inc. 141 15,000 0.00%
17 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 140 15,000 0.00%
18 Stanford Investment Group, Inc. 177 19,000 0.00%
19 DELTA ASSET MANAGEMENT LLC/TN 191 21,000 0.00%
20 Capital Advisors, Ltd. LLC 191 21,000 0.00%
21 JACOBI CAPITAL MANAGEMENT LLC 200 22,000 0.00%
22 Winslow, Evans & Crocker, Inc. 208 22,226 0.00%
23 SIGNATUREFD, LLC 218 23,000 0.00%
24 DELPHI PRIVATE ADVISORS LLC 233 25,000 0.00%
25 Klingman & Associates, LLC 230 25,000 0.00%
26 SRH ADVISORS, LLC 250 27,000 0.00%
27 Creative Planning 285 31,000 0.00%
28 INTEGRATED INVESTMENT CONSULTANTS, LLC 300 32,000 0.00%
29 Patten Group, Inc. 300 32,211 0.00%
30 Financial Architects, Inc 375 40,000 0.00%
31 RPG FAMILY WEALTH ADVISORY, LLC 400 43,012 0.01%
32 J.SAFRA ASSET MANAGEMENT CORP 615 66,000 0.01%
33 Argentus Capital Management, LLC 652 70,000 0.01%
34 INTEGRATED WEALTH MANAGEMENT 731 79,000 0.01%
35 Perigon Wealth Management, LLC 851 91,000 0.01%
36 Litman Gregory Wealth Management LLC 866 93,000 0.01%
37 First City Capital Management, Inc. 11,447 118,000 0.01%
38 OGOREK ANTHONY JOSEPH /NY/ /ADV 1,134 121,000 0.01%
39 WOLVERINE TRADING LP /BD 12 128,592 0.02% Call
40 WFG Advisors, LP 1,203 129,000 0.02%
41 FIFTH THIRD BANCORP 1,265 136,000 0.02%
42 EDMOND DE ROTHSCHILD HOLDING S.A. 1,850 199,000 0.02%
43 NEXT Financial Group, Inc 1,882 202,000 0.02%
44 FCG ADVISORS, LLC 1,893 203,000 0.02%
45 BANQUE PICTET & CIE SA 1,967 211,000 0.03%
46 Segment Wealth Management, LLC 2,000 215,000 0.03%
47 FDx Advisors, Inc. 2,062 221,000 0.03%
48 BARCLAYS PLC 2,146 230,000 0.03%
49 Apriem Advisors 2,170 233,000 0.03%
50 Smithfield Trust Co 2,200 236,000 0.03%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.