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PIMCO ENHANCED SHORT MATURITY ACTIVE EXCHANGE-TRADED FUND
PIMCO ENHANCED SHORT MATURITY ACTIVE EXCHANGE-TRADED FUND. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 215 Institutional holders with a total value of $1,874,905,165.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Parallax Volatility Advisers, L.P. 1 0 0.00%
2 Gradient Investments LLC 11 1,000 0.00%
3 ASSETMARK, INC 17 2,000 0.00%
4 ASSET PLANNING SERVICES, LTD. 36 4,000 0.00%
5 WFG Advisors, LP 46 5,000 0.00%
6 NEWFOUND RESEARCH LLC 49 5,000 0.00%
7 FIRST MANHATTAN CO. LLC. 50 5,000 0.00%
8 MUFG Americas Holdings Corp 52 5,000 0.00%
9 LS Investment Advisors, LLC 68 7,000 0.00%
10 Ledyard National Bank 83 8,000 0.00%
11 D.A. DAVIDSON & CO. 89 8,000 0.00%
12 Alexandria Capital, LLC 91 9,000 0.00%
13 ASSET DEDICATION, LLC 102 10,000 0.00%
14 CWM, LLC 107 11,000 0.00%
15 FIFTH THIRD BANCORP 105 11,000 0.00%
16 SYNOVUS FINANCIAL CORP 119 13,000 0.00%
17 INTEGRATED WEALTH MANAGEMENT 141 14,000 0.00%
18 Forward Management, LLC 150 15,000 0.00%
19 Hudock, Inc. 164 16,000 0.00%
20 Winch Advisory Services, LLC 190 19,000 0.00%
21 Commonwealth Financial Services, LLC 302 30,000 0.00%
22 CITIZENS FINANCIAL GROUP INC/DE 450 45,000 0.00%
23 Winfield Associates, Inc. 504 51,000 0.00%
24 FineMark National Bank & Trust 550 55,000 0.00%
25 People's United Financial, Inc. 632 64,000 0.00%
26 CAPITAL GUARDIAN TRUST CO 650 66,000 0.00%
27 Financial Architects, Inc 650 66,000 0.00%
28 GENEOS WEALTH MANAGEMENT INC. 771 77,000 0.00%
29 GUPTA WEALTH MANAGEMENT LLC 797 80,000 0.00%
30 Carnick & Kubik, LLC 1,150 116,000 0.01%
31 ADVANTAGE INVESTMENT MANAGEMENT, LLC 1,201 121,000 0.01%
32 US BANCORP \DE\ 1,354 136,000 0.01%
33 WOODMONT INVESTMENT COUNSEL LLC 1,700 171,000 0.01%
34 Burt Wealth Advisors 1,819 183,000 0.01%
35 SG Americas Securities, LLC 1,827 184,000 0.01%
36 GIERL AUGUSTINE INVESTMENT MANAGEMENT INC 1,878 189,000 0.01%
37 STRATEGY ASSET MANAGERS LLC 2,000 202,000 0.01%
38 HARFST & ASSOCIATES, INC. 2,140 215,000 0.01%
39 ARCADIA INVESTMENT MANAGEMENT CORP/MI 2,300 232,000 0.01%
40 PRIVATE TRUST CO NA 2,313 233,000 0.01%
41 Verity Asset Management, Inc. 2,356 237,000 0.01%
42 Argentus Capital Management, LLC 2,467 248,000 0.01%
43 AVALON CAPITAL MANAGEMENT 2,500 252,000 0.01%
44 WEALTHSOURCE PARTNERS, LLC 2,500 252,000 0.01%
45 Ashfield Capital Partners, LLC 2,500 252,000 0.01%
46 MERIDIAN INVESTMENT COUNSEL INC. 2,500 252,000 0.01%
47 INVESTMENT CENTERS OF AMERICA INC 2,654 268,000 0.01%
48 Glovista Investments LLC 2,800 282,000 0.02%
49 Ironwood Investment Counsel, LLC 2,799 282,000 0.02%
50 Bartlett & Co. LLC 2,870 289,000 0.02%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.