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PIMCO ETF TR
PIMCO ETF TR. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 233 Institutional holders with a total value of $2,224,435,373.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Parallax Volatility Advisers, L.P. 1 0 0.00%
2 Gradient Investments LLC 18 2,000 0.00%
3 TRUST CO 28 3,000 0.00%
4 FIRST MANHATTAN CO. LLC. 50 5,000 0.00%
5 WFG Advisors, LP 46 5,000 0.00%
6 MOSAIC FAMILY WEALTH, LLC 47 5,000 0.00%
7 Mariner, LLC 56 6,000 0.00%
8 NEWFOUND RESEARCH LLC 71 7,000 0.00%
9 INTEGRATED WEALTH MANAGEMENT 74 8,000 0.00%
10 Allworth Financial LP 87 9,000 0.00%
11 D.A. DAVIDSON & CO. 89 9,000 0.00%
12 St. Johns Investment Management Company, LLC 89 9,000 0.00%
13 First Personal Financial Services 100 10,000 0.00%
14 Alexandria Capital, LLC 102 10,000 0.00%
15 CWM, LLC 107 11,000 0.00%
16 SYNOVUS FINANCIAL CORP 119 13,000 0.00%
17 Liberty Capital Management, Inc. 150 15,000 0.00%
18 Hudock, Inc. 164 16,000 0.00%
19 BESSEMER GROUP INC 168 17,000 0.00%
20 Live Your Vision, LLC 178 18,000 0.00%
21 Forward Management, LLC 180 18,000 0.00%
22 AlphaMark Advisors, LLC 200 20,000 0.00% SH
23 RPG FAMILY WEALTH ADVISORY, LLC 205 20,789 0.00%
24 KELMAN-LAZAROV, INC. 300 30,399 0.00%
25 Commonwealth Financial Services, LLC 302 31,000 0.00%
26 FIFTH THIRD BANCORP 355 36,000 0.00%
27 CITIZENS FINANCIAL GROUP INC/DE 450 46,000 0.00%
28 LBA Wealth Management, LLC 462 47,000 0.00%
29 Financial Architects, Inc 500 51,000 0.00%
30 FineMark National Bank & Trust 550 56,000 0.00%
31 ASSET DEDICATION, LLC 550 56,000 0.00%
32 MANUFACTURERS LIFE INSURANCE COMPANY, THE 623 63,000 0.00%
33 People's United Financial, Inc. 632 64,000 0.00%
34 GENEOS WEALTH MANAGEMENT INC. 771 78,000 0.00%
35 Financial Management Professionals, Inc. 988 100,000 0.00%
36 SG Americas Securities, LLC 1,100 112,000 0.01%
37 ADVANTAGE INVESTMENT MANAGEMENT, LLC 1,189 121,000 0.01%
38 Advisory Services Network, LLC 1,285 130,000 0.01%
39 GIERL AUGUSTINE INVESTMENT MANAGEMENT INC 1,469 149,000 0.01%
40 WOODMONT INVESTMENT COUNSEL LLC 1,700 172,000 0.01%
41 Burt Wealth Advisors 1,819 184,000 0.01%
42 Concert Wealth Management Inc. 1,841 188,000 0.01%
43 STRATEGY ASSET MANAGERS LLC 2,000 203,000 0.01%
44 NEXT Financial Group, Inc 2,102 213,000 0.01%
45 Carroll Financial Associates, Inc. 2,126 215,000 0.01%
46 M&R CAPITAL MANAGEMENT INC 2,240 227,000 0.01%
47 INVESTMENT CENTERS OF AMERICA INC 2,329 237,000 0.01%
48 Shamrock Asset Management LLC 2,341 237,000 0.01%
49 Ashfield Capital Partners, LLC 2,500 254,000 0.01%
50 AVALON CAPITAL MANAGEMENT 2,500 254,000 0.01%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.