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PIMCO BUILD AMERICA BD ETF
PIMCO BUILD AMERICA BD ETF. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 13 Institutional holders with a total value of $5,454,805.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Tortoise Investment Management, LLC 55,268 2,727,000 49.99%
2 MORGAN STANLEY 11,867 586,000 10.74%
3 JANE STREET GROUP, LLC 8,011 395,000 7.24%
4 BANK OF AMERICA CORP /DE/ 7,509 371,000 6.80%
5 LADENBURG THALMANN FINANCIAL SERVICES INC. 5,789 286,000 5.24%
6 UBS AG 5,341 264,000 4.84%
7 Focused Wealth Management, Inc 5,119 253,000 4.64%
8 PNC FINANCIAL SERVICES GROUP, INC. 4,000 198,000 3.63%
9 ROYAL BANK OF CANADA 3,659 181,000 3.32%
10 Parasol Investment Management, LLC 2,000 99,000 1.81%
11 WELLS FARGO & COMPANY/MN 1,586 78,000 1.43%
12 AMERICAN INTERNATIONAL GROUP, INC. 300 14,805 0.27%
13 Tower Research Capital LLC (TRC) 34 2,000 0.04%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.