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PLUG POWER INC COM
PLUG POWER INC COM. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 130 Institutional holders with a total value of $59,361,604.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MARK SHEPTOFF FINANCIAL PLANNING, LLC 30 0 0.00%
2 CUTLER GROUP LLC / CA 2 0 0.00%
3 D.A. DAVIDSON & CO. 100 0 0.00%
4 DELTA ASSET MANAGEMENT LLC/TN 100 0 0.00%
5 TCI Wealth Advisors, Inc. 15 0 0.00%
6 Riggs Asset Managment Co. Inc. 200 0 0.00%
7 SEVENBRIDGE FINANCIAL GROUP, LLC 100 0 0.00%
8 MCF Advisors LLC 5 0 0.00%
9 Carroll Financial Associates, Inc. 10 0 0.00%
10 ADIRONDACK TRUST CO 110 0 0.00%
11 VALLEY NATIONAL ADVISERS INC 10 0 0.00%
12 TRUST CO OF VERMONT 30 0 0.00%
13 SEI INVESTMENTS CO 30 0 0.00%
14 WOLVERINE ASSET MANAGEMENT LLC 1,000 1,000 0.00% Put
15 GLENMEDE TRUST CO NA 595 1,000 0.00%
16 Focused Wealth Management, Inc 460 1,000 0.00%
17 D'Orazio & Associates, Inc. 1,000 1,000 0.00%
18 BANK OF MONTREAL /CAN/ 505 1,000 0.00%
19 American Research & Management Co. 660 1,000 0.00%
20 GENEOS WEALTH MANAGEMENT INC. 1,260 2,000 0.00%
21 JPMORGAN CHASE & CO 930 2,000 0.00%
22 Oakworth Capital, Inc. 1,000 2,000 0.00%
23 Clearbridge Investments, LLC 2,000 3,000 0.01%
24 Financial Architects, Inc 2,010 3,000 0.01%
25 EDMOND DE ROTHSCHILD (SUISSE) S.A. 9,400 3,000 0.01% Call
26 EDMOND DE ROTHSCHILD HOLDING S.A. 9,400 3,000 0.01% Call
27 SYNOVUS FINANCIAL CORP 2,000 3,000 0.01%
28 AllSquare Wealth Management LLC 3,800 6,000 0.01%
29 SIMPLEX TRADING, LLC 5,552 9,000 0.02%
30 ROYAL BANK OF CANADA 5,770 10,000 0.02%
31 INTEGRATED WEALTH MANAGEMENT 6,000 10,000 0.02%
32 MSI Financial Services Inc 7,100 12,000 0.02%
33 WOLVERINE ASSET MANAGEMENT LLC 7,450 12,000 0.02%
34 MINICHMACGREGOR WEALTH MANAGEMENT, LLC 8,355 14,000 0.02%
35 EMERALD ADVISERS, LLC 10,015 17,000 0.03%
36 HM PAYSON & CO 10,000 17,000 0.03%
37 LADENBURG THALMANN FINANCIAL SERVICES INC. 9,850 17,000 0.03%
38 WELCH & FORBES LLC 10,250 18,000 0.03%
39 LPL Financial LLC 10,660 19,000 0.03%
40 FNY Managed Accounts LLC 3,832 19,160 0.03% Call
41 Nuveen Asset Management, LLC 11,953 20,000 0.03%
42 BNP PARIBAS FINANCIAL MARKETS 12,513 21,397 0.04%
43 CITIGROUP INC 12,700 22,000 0.04% Call
44 ADVISOR GROUP, INC. 13,057 22,000 0.04%
45 PRUDENTIAL FINANCIAL INC 15,420 26,000 0.04%
46 Ameritas Investment Partners, Inc. 14,972 26,000 0.04%
47 EDMOND DE ROTHSCHILD (SUISSE) S.A. 15,600 27,000 0.05%
48 EDMOND DE ROTHSCHILD HOLDING S.A. 15,600 27,000 0.05%
49 BARCLAYS PLC 16,335 28,000 0.05%
50 UBS Group AG 17,566 30,000 0.05%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.