Dark
Light
System
Security
PLY GEM HLDGS INC COM
PLY GEM HLDGS INC COM. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 88 Institutional holders with a total value of $216,925,846.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Raging Capital Management, LLC 3,236,784 35,087,000 16.17%
2 JPMORGAN CHASE & CO 2,255,662 24,452,000 11.27%
3 Invesco Ltd. 1,960,323 21,250,000 9.80%
4 VANGUARD GROUP INC 1,157,953 12,552,000 5.79%
5 Walthausen & Co., LLC 962,230 10,431,000 4.81%
6 CITADEL ADVISORS LLC 906,694 9,828,000 4.53%
7 NEW GENERATION ADVISORS, LLC 718,385 7,787,000 3.59%
8 WHIPPOORWILL ASSOCIATES, INC. 632,435 6,856,000 3.16%
9 ROYCE & ASSOCIATES LP 613,500 6,650,000 3.07%
10 PUTNAM INVESTMENTS LLC 488,246 5,293,000 2.44%
11 BlackRock Fund Advisors 457,271 4,957,000 2.29%
12 CREDIT SUISSE AG/ 445,161 4,825,000 2.22%
13 Watershed Asset Management, L.L.C. 440,373 4,774,000 2.20%
14 Proxima Capital Management, LLC 431,100 4,673,000 2.15%
15 Bank of New York Mellon Corp 397,478 4,309,000 1.99%
16 BARINGS LLC 380,030 4,120,000 1.90%
17 WELLINGTON MANAGEMENT GROUP LLP 339,345 3,679,000 1.70%
18 KENNEDY CAPITAL MANAGEMENT LLC 320,322 3,472,000 1.60%
19 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 313,307 3,396,000 1.57%
20 INVESTMENT MANAGEMENT OF VIRGINIA LLC 284,887 3,088,000 1.42%
21 STATE STREET CORP 250,546 2,715,000 1.25%
22 BlackRock Institutional Trust Company, N.A. 240,345 2,605,000 1.20%
23 NORTHERN TRUST CORP 226,207 2,452,000 1.13%
24 SCOPUS ASSET MANAGEMENT, L.P. 204,047 2,212,000 1.02%
25 NEWLAND CAPITAL MANAGEMENT, LLC 198,900 2,156,000 0.99% Call
26 ETRADE Capital Management LLC 195,479 2,118,000 0.98%
27 MILLENNIUM MANAGEMENT LLC 194,679 2,110,000 0.97%
28 GOLDMAN SACHS GROUP INC 148,903 1,614,000 0.74%
29 SOROS FUND MANAGEMENT LLC 134,900 1,462,000 0.67%
30 SUNTRUST BANKS INC 109,384 1,185,000 0.55%
31 GEODE CAPITAL MANAGEMENT, LLC 94,046 1,019,000 0.47%
32 TIAA CREF INVESTMENT MANAGEMENT LLC 77,262 838,000 0.39%
33 WELLS FARGO & COMPANY/MN 73,334 795,000 0.37%
34 Jefferies Group LLC 72,932 791,000 0.36%
35 GLG LLC 67,944 737,000 0.34%
36 MORGAN STANLEY 63,838 692,000 0.32%
37 BlackRock Investment Management, LLC 61,505 667,000 0.31%
38 PITCAIRN CO 54,892 595,000 0.27%
39 1st Global Advisors, Inc. 54,645 592,000 0.27%
40 PARAMETRIC PORTFOLIO ASSOCIATES LLC 52,653 571,000 0.26%
41 SUSQUEHANNA INTERNATIONAL GROUP, LLP 50,100 543,000 0.25% Call
42 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 48,310 524,000 0.24%
43 MENTA CAPITAL LLC 43,649 473,000 0.22%
44 DIMENSIONAL FUND ADVISORS LP 42,613 462,000 0.21%
45 FMR LLC 41,200 447,000 0.21%
46 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 39,439 428,000 0.20%
47 DEERE & CO 37,628 408,000 0.19%
48 UBS AG 30,700 333,000 0.15%
49 TEACHERS ADVISORS, LLC 29,721 322,000 0.15%
50 WFG Advisors, LP 25,900 281,000 0.13%
Page 1 of 2

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.