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PNM RES INC
PNM RES INC. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 202 Institutional holders with a total value of $1,845,856,582.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 PRICE T ROWE ASSOCIATES INC /MD/ 6,383,446 172,545,000 9.35%
2 VANGUARD GROUP INC 5,250,394 141,919,000 7.69%
3 FRANKLIN RESOURCES INC 3,600,800 97,330,000 5.27%
4 BlackRock Fund Advisors 3,570,413 96,508,000 5.23%
5 ALLIANCEBERNSTEIN L.P. 3,223,703 87,137,000 4.72%
6 GABELLI FUNDS LLC 3,015,000 81,495,000 4.42%
7 GAMCO INVESTORS, INC. ET AL 2,959,150 79,986,000 4.33%
8 STATE STREET CORP 2,907,695 78,595,000 4.26%
9 FMR LLC 2,849,881 77,032,000 4.17%
10 BlackRock Institutional Trust Company, N.A. 2,444,161 66,066,000 3.58%
11 NORTHERN TRUST CORP 2,163,677 58,483,000 3.17%
12 Bank of New York Mellon Corp 1,955,624 52,860,000 2.86%
13 BLACKROCK ADVISORS LLC 1,484,244 40,119,000 2.17%
14 MUNDER CAPITAL MANAGEMENT 1,240,562 33,533,000 1.82%
15 DIMENSIONAL FUND ADVISORS LP 1,078,190 29,143,000 1.58%
16 ADAGE CAPITAL PARTNERS GP, L.L.C. 1,000,000 27,030,000 1.46%
17 AMUNDI ASSET MANAGEMENT US, INC. 984,555 26,613,000 1.44%
18 Boston Partners 885,296 23,930,000 1.30%
19 FIDUCIARY MANAGEMENT ASSOCIATES LLC 843,370 22,796,000 1.23%
20 NORGES BANK 727,615 19,668,000 1.07%
21 BLAIR WILLIAM & CO/IL 676,481 18,285,000 0.99%
22 THOMPSON SIEGEL & WALMSLEY LLC 649,857 17,566,000 0.95%
23 ROYCE & ASSOCIATES LP 638,900 17,269,000 0.94%
24 BlackRock Investment Management, LLC 589,379 15,931,000 0.86%
25 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 530,212 14,332,000 0.78%
26 RENAISSANCE TECHNOLOGIES LLC 527,100 14,248,000 0.77%
27 Nexus Asset Management LLC 500,000 13,515,000 0.73%
28 WELLS FARGO & COMPANY/MN 435,156 11,762,000 0.64%
29 GEODE CAPITAL MANAGEMENT, LLC 418,033 11,299,000 0.61%
30 PRUDENTIAL PLC 401,900 10,863,000 0.59%
31 PUTNAM INVESTMENTS LLC 398,700 10,777,000 0.58%
32 PRINCIPAL FINANCIAL GROUP INC 397,065 10,732,000 0.58%
33 JPMORGAN CHASE & CO 389,953 10,541,000 0.57%
34 Nationwide Fund Advisors 389,746 10,535,000 0.57%
35 TIAA CREF INVESTMENT MANAGEMENT LLC 362,984 9,811,000 0.53%
36 EDGE ASSET MANAGEMENT, INC 361,851 9,781,000 0.53%
37 PANAGORA ASSET MANAGEMENT INC 355,533 9,610,000 0.52%
38 Numeric Investors LLC 352,100 9,517,000 0.52%
39 NEW YORK STATE COMMON RETIREMENT FUND 341,875 9,241,000 0.50%
40 AMERIPRISE FINANCIAL INC 333,073 9,002,000 0.49%
41 Brandywine Global Investment Management, LLC 322,526 8,718,000 0.47%
42 AQR CAPITAL MANAGEMENT LLC 305,979 8,271,000 0.45%
43 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 297,036 8,070,000 0.44%
44 PRUDENTIAL FINANCIAL INC 297,395 8,039,000 0.44%
45 Allianz Asset Management GmbH 292,178 7,898,000 0.43%
46 PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO 291,192 7,871,000 0.43%
47 MILLENNIUM MANAGEMENT LLC 283,440 7,661,000 0.42%
48 Ecofin Advisors Ltd 279,536 7,556,000 0.41%
49 AJO, LP 271,200 7,331,000 0.40%
50 ROTHSCHILD & CO ASSET MANAGEMENT US INC. 221,949 5,999,000 0.32%
Page 1 of 5

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.