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PNM RES INC
PNM RES INC. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 214 Institutional holders with a total value of $2,027,641,843.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 WEALTHFRONT CORP 1 0 0.00%
2 GROUP ONE TRADING LLC 31 1,000 0.00%
3 Archford Capital Strategies, LLC 18 1,000 0.00%
4 NATIONAL PLANNING CORP 38 1,153 0.00%
5 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 62 2,000 0.00%
6 NEW ENGLAND SECURITIES CORP /MA/ 67 2,000 0.00%
7 Pinnacle Summer Investments, Inc. 70 2,000 0.00%
8 Simplicity Solutions, LLC 71 2,104 0.00%
9 MV CAPITAL MANAGEMENT, INC. 110 3,000 0.00%
10 O'SHAUGHNESSY ASSET MANAGEMENT, LLC 109 3,000 0.00%
11 BENJAMIN F. EDWARDS & COMPANY, INC. 107 3,000 0.00%
12 Walleye Trading LLC 100 3,000 0.00% Put
13 Gemmer Asset Management LLC 185 5,000 0.00%
14 Weaver C. Barksdale & Associates, Inc. 210 6,000 0.00%
15 North Star Investment Management Corp. 210 6,000 0.00%
16 MUFG Americas Holdings Corp 250 7,000 0.00%
17 QS Investors, LLC 280 9,000 0.00%
18 TRUST CO OF VERMONT 312 9,000 0.00%
19 CENTRAL TRUST Co 603 18,000 0.00%
20 AXA S.A. 1,000 30,000 0.00%
21 ENVESTNET ASSET MANAGEMENT INC 1,182 35,000 0.00%
22 Creative Planning 1,171 35,000 0.00%
23 KBC Group NV 1,400 41,000 0.00%
24 VIRTUS CAPITAL ADVISERS, LLC 1,696 50,000 0.00%
25 Li Winifred I 1,730 51,000 0.00%
26 Tower Research Capital LLC (TRC) 1,984 59,000 0.00%
27 AMERICAN NATIONAL BANK & TRUST 2,321 69,000 0.00%
28 TEACHER RETIREMENT SYSTEM OF TEXAS 2,403 71,000 0.00%
29 Tortoise Investment Management, LLC 2,934 87,000 0.00%
30 TCI Wealth Advisors, Inc. 3,978 118,000 0.01%
31 Advisors Asset Management, Inc. 5,083 151,000 0.01%
32 Quantbot Technologies LP 5,681 168,000 0.01%
33 LADENBURG THALMANN FINANCIAL SERVICES INC. 6,068 180,000 0.01%
34 CANADA LIFE ASSURANCE Co 6,605 195,000 0.01%
35 TOCQUEVILLE ASSET MANAGEMENT L.P. 7,000 207,000 0.01%
36 US BANCORP \DE\ 7,002 207,000 0.01%
37 Meristem Family Wealth, LLC 7,005 208,000 0.01%
38 PITCAIRN CO 7,271 216,000 0.01%
39 OFI Advisors LLC 7,602 225,000 0.01%
40 Walleye Trading LLC 7,802 231,000 0.01%
41 BlackRock Finance, Inc. 8,059 238,000 0.01%
42 PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 8,155 242,000 0.01%
43 LPL Financial LLC 8,168 242,000 0.01%
44 SHELTON CAPITAL MANAGEMENT 8,211 243,000 0.01%
45 Trexquant Investment LP 8,600 254,000 0.01%
46 Pine River Capital Management L.P. 9,046 268,000 0.01%
47 PEAK6 Group LLC 9,500 281,000 0.01% Call
48 GSA CAPITAL PARTNERS LLP 10,010 297,000 0.01%
49 DALTON GREINER HARTMAN MAHER & CO 10,013 297,000 0.01%
50 SG Americas Securities, LLC 10,639 315,000 0.02%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.