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PNM RESOURCES INC
PNM RESOURCES INC. Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 210 Institutional holders with a total value of $1,711,049,245.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Advisory Services Network, LLC 2 0 0.00%
2 Archford Capital Strategies, LLC 18 0 0.00%
3 Kavar Capital Partners, LLC 39 0 0.00%
4 O'SHAUGHNESSY ASSET MANAGEMENT, LLC 37 1,000 0.00%
5 GLENMEDE TRUST CO NA 56 1,000 0.00%
6 QUADRANT CAPITAL GROUP LLC 126 2,000 0.00%
7 Jefferies Group LLC 87 2,000 0.00%
8 Gemmer Asset Management LLC 185 5,000 0.00% SH
9 WEALTHFRONT CORP 193 5,000 0.00%
10 VIRTUS CAPITAL ADVISERS, LLC 204 5,000 0.00%
11 Weaver C. Barksdale & Associates, Inc. 257 6,000 0.00%
12 Zurcher Kantonalbank (Zurich Cantonalbank) 265 7,000 0.00%
13 Karp Capital Management Corp 314 8,000 0.00%
14 TRUST CO OF VERMONT 312 8,000 0.00%
15 Simplicity Solutions, LLC 406 9,988 0.00%
16 CENTRAL TRUST Co 747 18,000 0.00%
17 LADENBURG THALMANN FINANCIAL SERVICES INC. 942 23,000 0.00%
18 NEXT Financial Group, Inc 1,079 26,000 0.00%
19 Quantbot Technologies LP 1,291 31,000 0.00%
20 FIRST NEW YORK SECURITIES LLC /NY 1,662 40,885 0.00%
21 BENJAMIN F. EDWARDS & COMPANY, INC. 2,107 52,000 0.00%
22 LS Investment Advisors, LLC 2,578 63,000 0.00%
23 AMERICAN NATIONAL BANK & TRUST 2,823 69,000 0.00%
24 Tortoise Investment Management, LLC 2,934 72,000 0.00%
25 TCI Wealth Advisors, Inc. 2,927 72,000 0.00%
26 TEACHER RETIREMENT SYSTEM OF TEXAS 3,078 76,000 0.00%
27 TRUST CO 5,040 124,000 0.01%
28 Chicago Partners Investment Group LLC 5,445 134,000 0.01%
29 PEAK6 Group LLC 6,200 153,000 0.01% Put
30 OLD MUTUAL CUSTOMISED SOLUTIONS (PROPRIETARY) LTD 6,300 155,000 0.01%
31 SHELTON CAPITAL MANAGEMENT 8,211 202,000 0.01%
32 US BANCORP \DE\ 8,494 209,000 0.01%
33 AMALGAMATED BANK 8,582 211,000 0.01%
34 LPL Financial LLC 8,808 223,000 0.01%
35 PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 9,416 232,000 0.01%
36 PEAK6 Group LLC 9,901 244,000 0.01%
37 SUSQUEHANNA INTERNATIONAL GROUP, LLP 10,200 251,000 0.01% Put
38 TUDOR INVESTMENT CORP ET AL 10,400 256,000 0.01%
39 Verition Fund Management LLC 10,449 257,000 0.02%
40 OFI Advisors LLC 10,558 260,000 0.02%
41 UBS Group AG 10,988 270,000 0.02%
42 SECURIAN ASSET MANAGEMENT, INC 11,250 277,000 0.02%
43 JANE STREET GROUP, LLC 11,958 294,000 0.02%
44 STIFEL FINANCIAL CORP 12,151 298,000 0.02%
45 MOODY LYNN & LIEBERSON, LLC 12,097 298,000 0.02%
46 Advisors Asset Management, Inc. 12,281 302,000 0.02%
47 SG Americas Securities, LLC 12,769 314,000 0.02%
48 Cubist Systematic Strategies, LLC 13,070 322,000 0.02%
49 TFS CAPITAL LLC 13,078 322,000 0.02%
50 Squarepoint Ops LLC 13,337 328,000 0.02%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.