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PNM RES INC
PNM RES INC. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 240 Institutional holders with a total value of $2,453,044,276.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Advisory Services Network, LLC 2 0 0.00%
2 CUTLER GROUP LLC / CA 10 0 0.00%
3 GLENMEDE TRUST CO NA 39 1,000 0.00%
4 CITIZENS FINANCIAL GROUP INC/DE 60 2,000 0.00%
5 SIGNATUREFD, LLC 80 3,000 0.00%
6 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 116 4,000 0.00%
7 CUTLER GROUP LLC / CA 1,500 5,000 0.00% Call
8 PIEDMONT INVESTMENT ADVISORS INC 154 5,193 0.00%
9 Crosspoint Capital Strategies, LLC 191 6,000 0.00%
10 FARMERS & MERCHANTS INVESTMENTS INC 165 6,000 0.00%
11 Weaver C. Barksdale & Associates, Inc. 175 6,000 0.00%
12 MSI Financial Services Inc 198 7,000 0.00%
13 Gemmer Asset Management LLC 249 8,000 0.00%
14 Burt Wealth Advisors 250 8,000 0.00%
15 TRUST CO OF VERMONT 312 11,000 0.00%
16 QUADRANT CAPITAL GROUP LLC 355 11,000 0.00%
17 PROFICIO CAPITAL PARTNERS LLC 392 13,000 0.00%
18 America First Investment Advisors, LLC 375 13,000 0.00%
19 Checchi Capital Advisers, LLC 494 17,000 0.00%
20 NEXT Financial Group, Inc 551 18,000 0.00%
21 Archford Capital Strategies, LLC 1 18,000 0.00%
22 PEAK6 Group LLC 600 20,000 0.00% Call
23 Parkside Financial Bank & Trust 583 20,000 0.00%
24 VERSANT CAPITAL MANAGEMENT, INC 747 25,000 0.00%
25 PEAK6 Group LLC 866 29,000 0.00%
26 IFP ADVISORS, INC 1,148 39,000 0.00%
27 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,194 41,000 0.00%
28 BNP PARIBAS FINANCIAL MARKETS 1,284 43,296 0.00%
29 CENTRAL TRUST Co 1,319 44,000 0.00%
30 Creative Planning 1,309 44,000 0.00%
31 Zurcher Kantonalbank (Zurich Cantonalbank) 1,713 58,000 0.00%
32 Catalyst Capital Advisors LLC 1,770 60,000 0.00%
33 Perigon Wealth Management, LLC 2,000 67,000 0.00%
34 AMERICAN NATIONAL BANK & TRUST 2,008 68,000 0.00%
35 BENJAMIN F. EDWARDS & COMPANY, INC. 2,107 71,000 0.00%
36 Tortoise Investment Management, LLC 2,134 72,000 0.00%
37 Quantbot Technologies LP 2,488 83,000 0.00%
38 LS Investment Advisors, LLC 2,754 93,000 0.00%
39 TCI Wealth Advisors, Inc. 2,798 94,000 0.00%
40 GENEOS WEALTH MANAGEMENT INC. 2,949 99,000 0.00%
41 MEEDER ASSET MANAGEMENT INC 3,686 124,000 0.01%
42 FIRST INTERSTATE BANK 3,745 126,000 0.01%
43 TRUST CO 5,040 170,000 0.01%
44 Chicago Partners Investment Group LLC 5,484 185,000 0.01%
45 ENVESTNET ASSET MANAGEMENT INC 5,756 194,000 0.01%
46 PNC FINANCIAL SERVICES GROUP, INC. 5,823 196,000 0.01%
47 BOOTHBAY FUND MANAGEMENT, LLC 5,942 200,000 0.01%
48 TUDOR INVESTMENT CORP ET AL 6,000 202,000 0.01%
49 OppenheimerFunds, Inc. 6,140 207,000 0.01%
50 UBS Group AG 6,131 207,000 0.01%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.