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POTBELLY CORP
POTBELLY CORP. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 139 Institutional holders with a total value of $228,222,791.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 CUTLER GROUP LLC / CA 600 0 0.00% Call
2 CUTLER GROUP LLC / CA 100 0 0.00% Put
3 Walleye Trading LLC 60 1,000 0.00%
4 FIFTH THIRD BANCORP 52 1,000 0.00%
5 BELLWETHER INVESTMENT GROUP, LLC 150 2,000 0.00%
6 MSI Financial Services Inc 188 2,000 0.00%
7 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 150 2,000 0.00%
8 US BANCORP \DE\ 172 2,000 0.00%
9 IHT WEALTH MANAGEMENT, LLC 200 3,000 0.00%
10 MOSAIC FAMILY WEALTH, LLC 200 3,000 0.00%
11 Chicago Partners Investment Group LLC 200 3,000 0.00%
12 OMNIA FAMILY WEALTH, LLC 261 3,000 0.00%
13 MUFG Americas Holdings Corp 250 3,000 0.00%
14 THOMAS WHITE INTERNATIONAL LTD 285 4,000 0.00%
15 TRUST CO 400 5,000 0.00%
16 CREATIVE FINANCIAL DESIGNS INC /ADV 400 5,000 0.00%
17 AlphaMark Advisors, LLC 400 5,000 0.00%
18 BRONFMAN E.L. ROTHSCHILD, L.P. 580 7,000 0.00%
19 FineMark National Bank & Trust 557 7,000 0.00%
20 SIMPLEX TRADING, LLC 800 10,000 0.00%
21 LADENBURG THALMANN FINANCIAL SERVICES INC. 889 11,000 0.00%
22 BNP PARIBAS FINANCIAL MARKETS 914 11,791 0.01%
23 CUTLER GROUP LLC / CA 978 12,000 0.01%
24 Clearbridge Investments, LLC 1,015 13,000 0.01%
25 Walleye Trading LLC 1,000 13,000 0.01% Put
26 North Star Investment Management Corp. 1,100 14,000 0.01%
27 ADVISOR GROUP, INC. 1,167 15,000 0.01%
28 First Horizon Advisors, Inc. 1,616 21,000 0.01%
29 BlackRock Finance, Inc. 1,787 23,000 0.01%
30 Creative Planning 1,975 25,000 0.01%
31 GOLDMAN SACHS GROUP INC 2,000 26,000 0.01% Put
32 Tower Research Capital LLC (TRC) 2,043 26,000 0.01%
33 PNC FINANCIAL SERVICES GROUP, INC. 3,012 38,000 0.02%
34 GOLDMAN SACHS GROUP INC 4,200 54,000 0.02% Call
35 Legal & General Group Plc 4,310 56,000 0.02%
36 BANK OF AMERICA CORP /DE/ 5,040 65,000 0.03%
37 Walleye Trading LLC 5,100 65,000 0.03% Call
38 SALEM INVESTMENT COUNSELORS INC 5,239 68,000 0.03%
39 BlackRock Group LTD 7,590 98,000 0.04%
40 ROYAL BANK OF CANADA 7,649 99,000 0.04%
41 UBS Group AG 9,268 119,000 0.05%
42 SUSQUEHANNA INTERNATIONAL GROUP, LLP 10,600 137,000 0.06% Put
43 PRICE T ROWE ASSOCIATES INC /MD/ 10,674 138,000 0.06%
44 Squarepoint Ops LLC 11,035 142,000 0.06%
45 RUSSELL INVESTMENTS GROUP, LTD. 10,904 146,000 0.06%
46 TWO SIGMA SECURITIES, LLC 11,931 154,000 0.07%
47 Aperio Group, LLC 12,022 155,000 0.07%
48 VOYA INVESTMENT MANAGEMENT LLC 12,164 157,000 0.07%
49 ACROSPIRE INVESTMENT MANAGEMENT LLC 12,625 163,000 0.07%
50 BLACKROCK ADVISORS LLC 13,751 177,000 0.08%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.