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AXALTA COATING SYS LTD
AXALTA COATING SYS LTD. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 220 Institutional holders with a total value of $6,309,547,891.
#
Manager Name
Shares
Value ($)
%
Options
Notes
51 J. Goldman & Co LP 13,300 354,000 0.01%
52 NOMURA ASSET MANAGEMENT CO LTD 13,700 365,000 0.01%
53 Twin Tree Management, LP 14,383 383,000 0.01%
54 Asset Management One Co., Ltd. 14,577 393,000 0.01%
55 HighTower Advisors, LLC 15,100 403,000 0.01%
56 NumerixS Investment Technologies Inc 15,500 413,000 0.01%
57 Paloma Partners Management Co 15,575 415,000 0.01%
58 OLD NATIONAL BANCORP /IN/ 16,053 428,000 0.01%
59 HANDELSBANKEN FONDER AB 16,661 444,000 0.01%
60 Janney Montgomery Scott LLC 17,000 453,000 0.01%
61 RAYMOND JAMES & ASSOCIATES 17,378 463,000 0.01%
62 Gotham Asset Management, LLC 17,520 467,000 0.01%
63 Mitsubishi UFJ Asset Management Co., Ltd. 17,824 475,000 0.01%
64 Utah Retirement Systems 18,000 480,000 0.01%
65 Walleye Trading LLC 18,900 503,000 0.01% Put
66 Walleye Trading LLC 19,182 511,000 0.01%
67 Squarepoint Ops LLC 19,600 522,000 0.01%
68 UBS Group AG 19,940 532,000 0.01%
69 HSBC HOLDINGS PLC 20,006 533,000 0.01%
70 PRINCIPAL FINANCIAL GROUP INC 20,259 540,000 0.01%
71 PEAK6 Group LLC 21,600 576,000 0.01% Call
72 Livforsakringsbolaget Skandia, Omsesidigt 22,200 592,000 0.01%
73 Trexquant Investment LP 22,500 600,000 0.01%
74 Invesco Ltd. 23,880 636,000 0.01%
75 SUSQUEHANNA INTERNATIONAL GROUP, LLP 24,200 645,000 0.01% Call
76 FDx Advisors, Inc. 24,310 648,000 0.01%
77 Independent Portfolio Consultants, Inc. 24,822 662,000 0.01%
78 IBM Retirement Fund 25,063 668,000 0.01%
79 A.R.T. Advisors, LLC 26,126 696,000 0.01%
80 GUGGENHEIM CAPITAL LLC 27,470 732,000 0.01%
81 AMP Capital Investors Ltd 27,777 739,000 0.01%
82 Assured Investment Management LLC 27,724 739,000 0.01%
83 J.P. Morgan Private Wealth Advisors LLC 30,200 805,000 0.01%
84 Sumitomo Mitsui DS Asset Management Company, Ltd 35,614 949,000 0.02%
85 Andra AP-fonden 37,000 986,000 0.02%
86 RUSSELL FRANK CO/ 37,111 989,000 0.02%
87 PRICE T ROWE ASSOCIATES INC /MD/ 38,505 1,026,000 0.02%
88 PNC FINANCIAL SERVICES GROUP, INC. 38,623 1,030,000 0.02%
89 FJARDE AP-FONDEN /FOURTH SWEDISH NATIONAL PENSION FUND 39,221 1,046,000 0.02%
90 ADVISORY RESEARCH INC 41,100 1,095,000 0.02%
91 M&T BANK CORP 42,670 1,137,000 0.02%
92 VOYA INVESTMENT MANAGEMENT LLC 44,585 1,188,000 0.02%
93 BRANT POINT INVESTMENT MANAGEMENT LLC 48,100 1,282,000 0.02%
94 PICTET ASSET MANAGEMENT LTD 48,500 1,293,000 0.02%
95 BB&T SECURITIES, LLC 50,649 1,349,000 0.02%
96 SG Americas Securities, LLC 55,022 1,466,000 0.02%
97 Interval Partners, LP 55,000 1,466,000 0.02%
98 SPHERA FUNDS MANAGEMENT LTD. 56,173 1,497,000 0.02%
99 STIFEL FINANCIAL CORP 43,813 1,600,000 0.03%
100 DIKER MANAGEMENT LLC 60,100 1,602,000 0.03%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.