| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | UBS Group AG | 875,013 | 22,094,000 | 10.10% | ||
| 2 | TUDOR INVESTMENT CORP ET AL | 697,500 | 17,612,000 | 8.05% | Call | |
| 3 | WILLIAMS JONES & ASSOCIATES LLC | 612,731 | 15,471,000 | 7.07% | ||
| 4 | ROYAL BANK OF CANADA | 587,297 | 14,829,000 | 6.78% | ||
| 5 | LPL Financial LLC | 332,550 | 8,739,000 | 3.99% | ||
| 6 | WELLS FARGO & COMPANY/MN | 333,423 | 8,419,000 | 3.85% | ||
| 7 | BTR CAPITAL MANAGEMENT INC | 304,160 | 7,680,000 | 3.51% | ||
| 8 | GOLDMAN SACHS GROUP INC | 280,100 | 7,073,000 | 3.23% | Call | |
| 9 | OPPENHEIMER & CO INC | 251,538 | 6,351,000 | 2.90% | ||
| 10 | Commonwealth Equity Services, Inc | 234,746 | 5,927,000 | 2.71% | ||
| 11 | J.P. Morgan Private Wealth Advisors LLC | 230,948 | 5,832,000 | 2.66% | ||
| 12 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 227,642 | 5,748,000 | 2.63% | ||
| 13 | CITIGROUP INC | 217,021 | 5,480,000 | 2.50% | ||
| 14 | Ledyard National Bank | 196,550 | 4,963,000 | 2.27% | ||
| 15 | TRAIN BABCOCK ADVISORS LLC | 128,935 | 3,256,000 | 1.49% | ||
| 16 | Virtu KCG Holdings LLC | 123,770 | 3,125,000 | 1.43% | ||
| 17 | RAYMOND JAMES & ASSOCIATES | 106,185 | 2,681,000 | 1.23% | ||
| 18 | MSI Financial Services Inc | 104,072 | 2,628,000 | 1.20% | ||
| 19 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 96,400 | 2,434,000 | 1.11% | Put | |
| 20 | Raymond James Financial Services Advisors, Inc. | 94,728 | 2,392,000 | 1.09% | ||
| 21 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 94,700 | 2,391,000 | 1.09% | Call | |
| 22 | Amiya Capital LLP | 94,400 | 2,384,000 | 1.09% | ||
| 23 | BANK HAPOALIM BM | 92,322 | 2,331,000 | 1.07% | ||
| 24 | STIFEL FINANCIAL CORP | 82,016 | 2,070,000 | 0.95% | ||
| 25 | JANE STREET GROUP, LLC | 81,855 | 2,067,000 | 0.94% | ||
| 26 | BECK CAPITAL MANAGEMENT, LLC | 77,226 | 2,006,000 | 0.92% | ||
| 27 | Cambridge Investment Research Advisors, Inc. | 77,564 | 1,958,000 | 0.89% | ||
| 28 | GOLDMAN SACHS GROUP INC | 75,711 | 1,912,000 | 0.87% | ||
| 29 | West Family Investments, Inc. | 75,000 | 1,894,000 | 0.87% | ||
| 30 | J.P. Turner & Co Capital Mnagement, LLC | 73,563 | 1,859,000 | 0.85% | ||
| 31 | DAVENPORT & Co LLC | 66,356 | 1,675,489 | 0.77% | ||
| 32 | First Allied Advisory Services, Inc. | 63,654 | 1,631,000 | 0.75% | ||
| 33 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 63,036 | 1,591,000 | 0.73% | ||
| 34 | SALEM INVESTMENT COUNSELORS INC | 12,000 | 1,582,000 | 0.72% | ||
| 35 | HighTower Advisors, LLC | 61,423 | 1,556,000 | 0.71% | ||
| 36 | CQS Cayman LP | 60,000 | 1,515,000 | 0.69% | ||
| 37 | LOCKHEED MARTIN INVESTMENT MANAGEMENT CO | 55,000 | 1,389,000 | 0.63% | ||
| 38 | AMERICAN INTERNATIONAL GROUP, INC. | 54,151 | 1,366,000 | 0.62% | ||
| 39 | RETIREMENT DESIGN & MANAGEMENT INC /ADV | 49,812 | 1,258,000 | 0.57% | ||
| 40 | CITADEL ADVISORS LLC | 47,162 | 1,191,000 | 0.54% | ||
| 41 | Private Advisor Group, LLC | 42,938 | 1,084,000 | 0.50% | ||
| 42 | NTV ASSET MANAGEMENT LLC | 42,100 | 1,063,000 | 0.49% | ||
| 43 | OLD MISSION CAPITAL LLC | 40,950 | 1,034,000 | 0.47% | ||
| 44 | FIDUCIARY FINANCIAL SERVICES OF THE SOUTHWEST INC /TX | 40,740 | 1,029,000 | 0.47% | ||
| 45 | SCOTIA CAPITAL INC. | 39,736 | 1,003,000 | 0.46% | ||
| 46 | Bison Wealth, LLC | 37,811 | 955,000 | 0.44% | ||
| 47 | MURPHY CAPITAL MANAGEMENT INC | 33,625 | 849,000 | 0.39% | ||
| 48 | Cetera Advisor Networks LLC | 32,677 | 831,000 | 0.38% | ||
| 49 | EATON VANCE MANAGEMENT | 32,335 | 816,000 | 0.37% | ||
| 50 | WEDBUSH SECURITIES INC | 31,514 | 796,000 | 0.36% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
