| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | IndexIQ Advisors LLC | 2,395,970 | 59,444,000 | 56.45% | ||
| 2 | Euclid Advisors LLC | 438,250 | 10,873,000 | 10.33% | ||
| 3 | BANK OF AMERICA CORP /DE/ | 437,532 | 10,855,000 | 10.31% | ||
| 4 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 246,300 | 6,111,000 | 5.80% | ||
| 5 | MORGAN STANLEY | 231,166 | 5,735,000 | 5.45% | ||
| 6 | AXA S.A. | 150,910 | 3,744,000 | 3.56% | ||
| 7 | Virtu Financial LLC | 94,262 | 2,339,000 | 2.22% | ||
| 8 | GOLDMAN SACHS GROUP INC | 64,389 | 1,597,000 | 1.52% | ||
| 9 | BOSTON ADVISORS LLC | 50,719 | 1,258,000 | 1.19% | ||
| 10 | CURIAN CAPITAL LLC | 31,478 | 781,000 | 0.74% | ||
| 11 | Beacon Capital Management, Inc. | 21,963 | 545,000 | 0.52% | ||
| 12 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 18,406 | 457,000 | 0.43% | ||
| 13 | UBS Group AG | 15,298 | 380,000 | 0.36% | ||
| 14 | Evanson Asset Management, LLC | 10,875 | 270,000 | 0.26% | ||
| 15 | TWO SIGMA SECURITIES, LLC | 9,145 | 227,000 | 0.22% | ||
| 16 | WELLS FARGO & COMPANY/MN | 8,694 | 215,000 | 0.20% | ||
| 17 | AMERIPRISE FINANCIAL INC | 8,231 | 204,000 | 0.19% | ||
| 18 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 6,020 | 149,000 | 0.14% | ||
| 19 | FIFTH THIRD BANCORP | 2,413 | 60,000 | 0.06% | ||
| 20 | ROYAL BANK OF CANADA | 665 | 16,000 | 0.02% | ||
| 21 | TRUST CO | 575 | 14,000 | 0.01% | ||
| 22 | Private Ocean, LLC | 450 | 11,000 | 0.01% | ||
| 23 | MSI Financial Services Inc | 184 | 5,000 | 0.00% | ||
| 24 | COLONY GROUP LLC | 132 | 3,000 | 0.00% | ||
| 25 | NEXT Financial Group, Inc | 121 | 3,000 | 0.00% | ||
| 26 | Creative Planning | 87 | 2,000 | 0.00% | ||
| 27 | Gradient Investments LLC | 55 | 1,000 | 0.00% | ||
| 28 | Parallax Volatility Advisers, L.P. | 1 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
