| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 641,957 | 31,131,000 | 71.46% | ||
| 2 | Orion Porfolio Solutions, LLC | 72,000 | 3,480,000 | 7.99% | ||
| 3 | ENVESTNET ASSET MANAGEMENT INC | 63,082 | 3,050,000 | 7.00% | ||
| 4 | SPINNAKER TRUST | 30,780 | 1,488,000 | 3.42% | ||
| 5 | Commonwealth Equity Services, Inc | 24,300 | 1,175,000 | 2.70% | ||
| 6 | Virtu KCG Holdings LLC | 23,537 | 1,138,000 | 2.61% | ||
| 7 | JPMORGAN CHASE & CO | 15,840 | 766,000 | 1.76% | ||
| 8 | Baker Avenue Asset Management, LP | 9,918 | 480,000 | 1.10% | ||
| 9 | UNITED CAPITAL FINANCIAL ADVISORS, LLC | 5,958 | 288,000 | 0.66% | ||
| 10 | MANUFACTURERS LIFE INSURANCE COMPANY, THE | 5,396 | 261,000 | 0.60% | ||
| 11 | Ironwood Financial, llc | 3,115 | 151,000 | 0.35% | ||
| 12 | Regal Investment Advisors LLC | 1,475 | 71,000 | 0.16% | ||
| 13 | ROYAL BANK OF CANADA | 1,005 | 49,000 | 0.11% | ||
| 14 | WFG Advisors, LP | 400 | 19,000 | 0.04% | ||
| 15 | MSI Financial Services Inc | 250 | 12,000 | 0.03% | ||
| 16 | WELLS FARGO & COMPANY/MN | 105 | 5,000 | 0.01% | ||
| 17 | MORGAN STANLEY | 60 | 3,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
