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FIRST TRUST
FIRST TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 12 Institutional holders with a total value of $4,522,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Gradient Investments LLC 140 4,000 0.09%
2 Creative Planning 300 10,000 0.22%
3 LADENBURG THALMANN FINANCIAL SERVICES INC. 315 10,000 0.22%
4 Tower Research Capital LLC (TRC) 749 24,000 0.53%
5 UBS Group AG 1,418 46,000 1.02%
6 ROYAL BANK OF CANADA 1,697 54,000 1.19%
7 MORGAN STANLEY 6,347 204,000 4.51%
8 JPMORGAN CHASE & CO 8,146 264,000 5.84%
9 BANK OF AMERICA CORP /DE/ 14,684 467,000 10.33%
10 Virtu KCG Holdings LLC 17,924 580,000 12.83%
11 SUSQUEHANNA INTERNATIONAL GROUP, LLP 35,636 1,148,000 25.39%
12 JANE STREET GROUP, LLC 53,815 1,711,000 37.84%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.