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FIRST TRUST
FIRST TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 12 Institutional holders with a total value of $3,822,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 UBS Group AG 23 1,000 0.03%
2 Gradient Investments LLC 140 5,000 0.13%
3 LADENBURG THALMANN FINANCIAL SERVICES INC. 315 10,000 0.26%
4 Creative Planning 300 10,000 0.26%
5 ROYAL BANK OF CANADA 1,697 55,000 1.44%
6 MORGAN STANLEY 6,820 222,000 5.81%
7 JANE STREET GROUP, LLC 9,536 311,000 8.14%
8 BANK OF AMERICA CORP /DE/ 12,634 412,000 10.78%
9 IHT WEALTH MANAGEMENT, LLC 13,176 429,000 11.22%
10 JPMORGAN CHASE & CO 14,238 463,000 12.11%
11 Virtu KCG Holdings LLC 18,993 619,000 16.20%
12 SUSQUEHANNA INTERNATIONAL GROUP, LLP 39,443 1,285,000 33.62%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.