| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | CAPSTONE INVESTMENT ADVISORS, LLC | 42,900,000 | 53,346,000 | 18.59% | ||
| 2 | NOMURA HOLDINGS INC | 36,710,000 | 45,635,000 | 15.90% | PRN | |
| 3 | ADVENT CAPITAL MANAGEMENT /DE/ | 36,032,000 | 44,912,000 | 15.65% | PRN | |
| 4 | WELLS FARGO & COMPANY/MN | 25,349,000 | 31,519,000 | 10.98% | PRN | |
| 5 | Tetragon Partners GP Ltd | 25,000,000 | 31,161,000 | 10.86% | PRN | |
| 6 | AMERIPRISE FINANCIAL INC | 14,890,000 | 18,511,000 | 6.45% | PRN | |
| 7 | Polar Asset Management Partners Inc. | 12,500,000 | 15,562,000 | 5.42% | PRN | |
| 8 | OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) | 11,000,000 | 13,714,000 | 4.78% | ||
| 9 | CSS LLC/IL | 7,500,000 | 9,330,000 | 3.25% | PRN | |
| 10 | CITADEL ADVISORS LLC | 4,500,000 | 5,552,000 | 1.93% | PRN | |
| 11 | SSI INVESTMENT MANAGEMENT LLC | 3,561,000 | 4,429,000 | 1.54% | PRN | |
| 12 | Invesco Ltd. | 3,500,000 | 4,351,000 | 1.52% | ||
| 13 | THRIVENT FINANCIAL FOR LUTHERANS | 2,500,000 | 3,120,000 | 1.09% | ||
| 14 | DEUTSCHE BANK AG\ | 2,266,000 | 2,816,000 | 0.98% | PRN | |
| 15 | BARCLAYS PLC | 984,000 | 1,220,000 | 0.43% | PRN | |
| 16 | GOLDMAN SACHS GROUP INC | 500,000 | 622,000 | 0.22% | PRN | |
| 17 | BANK OF AMERICA CORP /DE/ | 455,000 | 566,000 | 0.20% | PRN | |
| 18 | SUNTRUST BANKS INC | 271,000 | 336,000 | 0.12% | ||
| 19 | CITIGROUP INC | 100,000 | 124,000 | 0.04% | PRN | |
| 20 | Jefferies Group LLC | 83,000 | 103,000 | 0.04% | PRN | |
| 21 | Evercore Wealth Management, LLC | 25,000 | 31,000 | 0.01% | PRN | |
| 22 | MORGAN STANLEY | 17,000 | 21,000 | 0.01% | PRN |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
