| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Charles Schwab Investment Advisory, Inc. | 11,387,900 | 177,766,000 | 80.98% | ||
| 2 | ENVESTNET ASSET MANAGEMENT INC | 1,224,084 | 19,108,000 | 8.70% | ||
| 3 | LPL Financial LLC | 566,264 | 8,664,000 | 3.95% | ||
| 4 | Pinnacle Advisory Group, Inc. | 363,861 | 5,679,000 | 2.59% | ||
| 5 | Efficient Market Advisors, LLC | 297,260 | 4,640,000 | 2.11% | ||
| 6 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 117,774 | 1,838,000 | 0.84% | ||
| 7 | Personal Capital Advisors Corp | 39,056 | 610,000 | 0.28% | ||
| 8 | Invesco Ltd. | 31,695 | 495,000 | 0.23% | ||
| 9 | Concert Wealth Management Inc. | 17,872 | 277,000 | 0.13% | ||
| 10 | First Allied Advisory Services, Inc. | 15,478 | 242,000 | 0.11% | ||
| 11 | IFP ADVISORS, INC | 5,021 | 78,000 | 0.04% | ||
| 12 | Stanford Investment Group, Inc. | 4,091 | 64,000 | 0.03% | ||
| 13 | Simplicity Solutions, LLC | 3,581 | 55,899 | 0.03% | ||
| 14 | UBS Group AG | 253 | 4,000 | 0.00% | ||
| 15 | DUBUQUE BANK & TRUST CO | 250 | 4,000 | 0.00% | ||
| 16 | Tower Research Capital LLC (TRC) | 32 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
