| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | HIGHLAND CAPITAL MANAGEMENT LP | 330,055 | 11,387,000 | 50.95% | ||
| 2 | Healthcare Value Capital, LLC | 100,000 | 3,450,000 | 15.44% | ||
| 3 | BELLEVUE ASSET MANAGEMENT AG | 75,000 | 2,588,000 | 11.58% | ||
| 4 | Creative Planning | 28,000 | 966,000 | 4.32% | ||
| 5 | JANE STREET GROUP, LLC | 25,337 | 874,000 | 3.91% | ||
| 6 | Healthcare Value Capital, LLC | 25,000 | 863,000 | 3.86% | Call | |
| 7 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 20,400 | 704,000 | 3.15% | Put | |
| 8 | JANE STREET GROUP, LLC | 13,240 | 457,000 | 2.04% | Call | |
| 9 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 12,900 | 445,000 | 1.99% | Call | |
| 10 | GOLDMAN SACHS GROUP INC | 6,204 | 214,000 | 0.96% | ||
| 11 | FNY Managed Accounts LLC | 4,000 | 138,000 | 0.62% | ||
| 12 | SIMPLEX TRADING, LLC | 2,616 | 90,000 | 0.40% | ||
| 13 | MORGAN STANLEY | 1,780 | 61,000 | 0.27% | ||
| 14 | PRELUDE CAPITAL MANAGEMENT, LLC | 1,100 | 38,000 | 0.17% | ||
| 15 | AMERICAN INTERNATIONAL GROUP, INC. | 1,080 | 37,260 | 0.17% | ||
| 16 | TORONTO DOMINION BANK | 1,000 | 34,000 | 0.15% | ||
| 17 | Tower Research Capital LLC (TRC) | 36 | 1,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
