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POWERSHARES ETF TR II
POWERSHARES ETF TR II. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 31 Institutional holders with a total value of $135,644,534.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 RiverFront Investment Group, LLC 965,167 36,879,000 27.19%
2 Wharton Business Group, LLC 827,517 31,619,000 23.31%
3 BB&T SECURITIES, LLC 33,860 12,937,000 9.54%
4 NEW YORK LIFE INVESTMENT MANAGEMENT LLC 272,550 10,414,000 7.68%
5 MORGAN STANLEY 220,882 8,440,000 6.22%
6 BANK OF AMERICA CORP /DE/ 213,568 8,160,000 6.02%
7 Jefferies Group LLC 150,000 5,732,000 4.23%
8 RAYMOND JAMES & ASSOCIATES 120,551 4,606,000 3.40%
9 ROYAL BANK OF CANADA 114,838 4,388,000 3.23%
10 UBS Group AG 70,847 2,707,000 2.00%
11 CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC. 63,822 2,439,000 1.80%
12 GOLDMAN SACHS GROUP INC 53,396 2,040,000 1.50%
13 CREDIT SUISSE AG/ 30,013 1,147,000 0.85%
14 DUBUQUE BANK & TRUST CO 27,457 1,049,000 0.77%
15 Placemark Investments, Inc. 23,293 889,000 0.66%
16 ZEKE CAPITAL ADVISORS, LLC 14,167 541,000 0.40%
17 PITTENGER & ANDERSON INC 10,140 387,000 0.29%
18 AMERICAN INTERNATIONAL GROUP, INC. 8,034 306,979 0.23%
19 CITIGROUP INC 7,029 269,000 0.20%
20 VALLEY NATIONAL ADVISERS INC 4,333 154,000 0.11%
21 DEUTSCHE BANK AG\ 4,000 152,000 0.11%
22 ENVESTNET ASSET MANAGEMENT INC 3,018 115,000 0.08%
23 SIGNATUREFD, LLC 2,345 90,000 0.07%
24 WELLS FARGO & COMPANY/MN 1,400 53,000 0.04%
25 Intersect Capital LLC 1,218 47,000 0.03%
26 Stratos Wealth Partners, LTD. 852 32,555 0.02%
27 Waverly Advisors, LLC 673 26,000 0.02%
28 Godshalk Welsh Capital Management, Inc. 500 19,000 0.01%
29 Hudock, Inc. 114 4,000 0.00%
30 Tower Research Capital LLC (TRC) 60 2,000 0.00%
31 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.