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Powershares Exch Traded Fd Tst Ii S&p 40
Powershares Exch Traded Fd Tst Ii S&p 40. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 23 Institutional holders with a total value of $25,865,713.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Raymond James Financial Services Advisors, Inc. 305,171 10,034,000 38.79%
2 MORGAN STANLEY 138,711 4,561,000 17.63%
3 AMERICAN INTERNATIONAL GROUP, INC. 100,415 3,301,638 12.76%
4 Good Harbor Financial, LLC 65,262 2,146,000 8.30%
5 BANK OF AMERICA CORP /DE/ 42,153 1,386,000 5.36%
6 LPL Financial LLC 18,510 609,000 2.35%
7 Virtu Financial LLC 17,988 591,000 2.28%
8 AXA S.A. 17,780 585,000 2.26%
9 SUSQUEHANNA INTERNATIONAL GROUP, LLP 15,855 521,000 2.01%
10 Commonwealth Equity Services, Inc 15,387 506,000 1.96%
11 Hoxton Financial, Inc. 11,411 375,000 1.45%
12 Sigma Planning Corp 10,849 357,000 1.38%
13 UBS Group AG 9,343 307,000 1.19%
14 AMERIPRISE FINANCIAL INC 8,696 286,000 1.11%
15 NATIONAL PLANNING CORP 3,761 124,075 0.48%
16 BANK OF MONTREAL /CAN/ 1,892 62,000 0.24%
17 ROYAL BANK OF CANADA 1,515 50,000 0.19%
18 NEXT Financial Group, Inc 680 22,000 0.09%
19 B. Riley Wealth Advisors, Inc. 627 21,000 0.08%
20 WELLS FARGO & COMPANY/MN 300 10,000 0.04%
21 D.A. DAVIDSON & CO. 200 6,000 0.02%
22 MSI Financial Services Inc 162 5,000 0.02%
23 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.