| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | 683 Capital Management, LLC | 4,962,000 | 13,844,000 | 60.48% | PRN | |
| 2 | Tekla Capital Management LLC | 2,000,000 | 5,548,000 | 24.24% | PRN | |
| 3 | PIPER SANDLER & CO. | 1,187,000 | 3,292,000 | 14.38% | PRN | |
| 4 | GOLDMAN SACHS GROUP INC | 50,000 | 139,000 | 0.61% | PRN | |
| 5 | WELLS FARGO & COMPANY/MN | 25,000 | 66,000 | 0.29% | PRN |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
