| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Prime Capital Management Co Ltd | 5,644,153 | 57,062,000 | 27.04% | ||
| 2 | HILLHOUSE INVESTMENT MANAGEMENT, LTD. | 4,696,215 | 47,479,000 | 22.49% | ||
| 3 | MORGAN STANLEY | 3,488,064 | 35,265,000 | 16.71% | ||
| 4 | ALIBABA GROUP HOLDING LTD | 740,000 | 7,481,000 | 3.54% | ||
| 5 | UBS Group AG | 670,774 | 6,782,000 | 3.21% | ||
| 6 | BARCLAYS PLC | 400,003 | 4,044,000 | 1.92% | ||
| 7 | Fortress Investment Group LLC | 400,000 | 4,044,000 | 1.92% | Put | |
| 8 | OBERWEIS ASSET MANAGEMENT INC/ | 320,700 | 3,242,000 | 1.54% | ||
| 9 | CITIGROUP INC | 306,059 | 3,094,000 | 1.47% | ||
| 10 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 294,400 | 2,976,000 | 1.41% | Put | |
| 11 | PUBLIC SECTOR PENSION INVESTMENT BOARD | 275,000 | 2,780,000 | 1.32% | ||
| 12 | Veritas Asset Management LLP | 225,000 | 2,275,000 | 1.08% | ||
| 13 | GLG Partners LP | 216,392 | 2,188,000 | 1.04% | ||
| 14 | Jefferies Financial Group Inc. | 201,797 | 2,041,000 | 0.97% | ||
| 15 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 182,900 | 1,849,000 | 0.88% | Call | |
| 16 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 168,883 | 1,707,000 | 0.81% | ||
| 17 | BlackRock Institutional Trust Company, N.A. | 151,526 | 1,532,000 | 0.73% | ||
| 18 | GREENWOODS ASSET MANAGEMENT LTD | 130,664 | 1,321,000 | 0.63% | ||
| 19 | BlackRock Fund Advisors | 130,502 | 1,319,000 | 0.62% | ||
| 20 | Invesco Ltd. | 127,318 | 1,287,000 | 0.61% | ||
| 21 | BlueCrest Capital Management Ltd | 125,000 | 1,264,000 | 0.60% | ||
| 22 | D. E. Shaw & Co., Inc. | 120,000 | 1,213,000 | 0.57% | Put | |
| 23 | D. E. Shaw & Co., Inc. | 101,875 | 1,030,000 | 0.49% | ||
| 24 | UBS Group AG | 100,100 | 1,012,000 | 0.48% | Put | |
| 25 | TORONTO DOMINION BANK | 97,859 | 989,000 | 0.47% | ||
| 26 | UBS Group AG | 95,000 | 960,000 | 0.45% | Call | |
| 27 | FIRST TRUST ADVISORS LP | 92,639 | 937,000 | 0.44% | ||
| 28 | PEAK6 Group LLC | 88,803 | 898,000 | 0.43% | ||
| 29 | STATE STREET CORP | 83,727 | 846,000 | 0.40% | ||
| 30 | JANE STREET GROUP, LLC | 75,700 | 765,000 | 0.36% | Call | |
| 31 | PEAK6 Group LLC | 74,400 | 752,000 | 0.36% | Call | |
| 32 | Quantitative Systematic Strategies LLC | 67,648 | 689,000 | 0.33% | ||
| 33 | Kassirer Asset Management Corp | 60,000 | 607,000 | 0.29% | ||
| 34 | PEAK6 Group LLC | 56,100 | 567,000 | 0.27% | Put | |
| 35 | NORTHERN TRUST CORP | 54,690 | 553,000 | 0.26% | ||
| 36 | Trexquant Investment LP | 54,615 | 552,000 | 0.26% | ||
| 37 | BlackRock Group LTD | 45,070 | 456,000 | 0.22% | ||
| 38 | HSBC HOLDINGS PLC | 44,032 | 445,000 | 0.21% | ||
| 39 | EMERALD ACQUISITION LTD. | 43,336 | 438,000 | 0.21% | ||
| 40 | D. E. Shaw & Co., Inc. | 40,000 | 404,000 | 0.19% | Call | |
| 41 | NumerixS Investment Technologies Inc | 38,350 | 388,000 | 0.18% | ||
| 42 | GOLDMAN SACHS GROUP INC | 35,232 | 356,000 | 0.17% | ||
| 43 | Walleye Trading LLC | 34,900 | 352,000 | 0.17% | Call | |
| 44 | PANAGORA ASSET MANAGEMENT INC | 34,650 | 350,000 | 0.17% | ||
| 45 | TIAA CREF INVESTMENT MANAGEMENT LLC | 31,200 | 315,000 | 0.15% | ||
| 46 | Walleye Trading LLC | 30,048 | 304,000 | 0.14% | ||
| 47 | Walleye Trading LLC | 28,600 | 289,000 | 0.14% | Put | |
| 48 | Spot Trading L.L.C | 26,200 | 265,000 | 0.13% | Call | |
| 49 | GUGGENHEIM CAPITAL LLC | 24,315 | 246,000 | 0.12% | ||
| 50 | Spot Trading L.L.C | 24,134 | 244,000 | 0.12% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
