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POWERSHARES ETF TRUST
POWERSHARES ETF TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 41 Institutional holders with a total value of $36,902,966.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 UBS Group AG 199,572 5,097,000 13.81%
2 MORGAN STANLEY 163,606 4,179,000 11.32%
3 HighTower Advisors, LLC 147,585 3,773,000 10.22%
4 BANK OF AMERICA CORP /DE/ 142,585 3,642,000 9.87%
5 LPL Financial LLC 142,290 3,628,000 9.83%
6 AVIANCE CAPITAL MANAGEMENT, LLC 80,144 2,047,000 5.55%
7 WELLS FARGO & COMPANY/MN 65,805 1,681,000 4.56%
8 OLD SECOND NATIONAL BANK OF AURORA 54,836 1,401,000 3.80%
9 SUSQUEHANNA INTERNATIONAL GROUP, LLP 54,006 1,379,000 3.74%
10 RAYMOND JAMES & ASSOCIATES 45,967 1,174,000 3.18%
11 B. Riley Wealth Advisors, Inc. 42,399 1,083,000 2.93%
12 STIFEL FINANCIAL CORP 40,579 1,033,000 2.80%
13 Psagot Value Holdings Ltd. 28,023 716,000 1.94%
14 GOLDMAN SACHS GROUP INC 27,157 694,000 1.88%
15 SNOWDEN CAPITAL ADVISORS LLC 24,705 630,966 1.71%
16 FIRST MIDWEST BANK TRUST DIVISION 23,186 592,000 1.60%
17 CITADEL ADVISORS LLC 22,700 580,000 1.57%
18 SG Americas Securities, LLC 21,095 539,000 1.46%
19 JPMORGAN CHASE & CO 18,926 483,000 1.31%
20 ROYAL BANK OF CANADA 16,055 410,000 1.11%
21 Private Advisor Group, LLC 14,280 364,000 0.99%
22 Janney Capital Management LLC 13,839 353,000 0.96%
23 AMERIPRISE FINANCIAL INC 11,411 291,000 0.79%
24 Commonwealth Equity Services, Inc 10,006 256,000 0.69%
25 BROWN ADVISORY INC 9,065 232,000 0.63%
26 ADVISOR GROUP, INC. 7,160 183,000 0.50%
27 CITIGROUP INC 7,008 179,000 0.49%
28 LADENBURG THALMANN FINANCIAL SERVICES INC. 2,671 68,000 0.18%
29 D'Orazio & Associates, Inc. 1,892 48,000 0.13%
30 Concert Wealth Management Inc. 1,660 43,000 0.12%
31 MSI Financial Services Inc 1,136 29,000 0.08%
32 NEXT Financial Group, Inc 945 24,000 0.07%
33 People's United Financial, Inc. 800 20,000 0.05%
34 PNC FINANCIAL SERVICES GROUP, INC. 643 16,000 0.04%
35 Tower Research Capital LLC (TRC) 476 12,000 0.03%
36 SEI INVESTMENTS CO 332 8,000 0.02%
37 IFP ADVISORS, INC 221 6,000 0.02%
38 US BANCORP \DE\ 236 6,000 0.02%
39 BENJAMIN F. EDWARDS & COMPANY, INC. 85 2,000 0.01%
40 Tarbox Family Office, Inc. 50 1,000 0.00%
41 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.