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CVSL INC. WARRANTS EXP 2/27/20
CVSL INC. WARRANTS EXP 2/27/20. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 4 Institutional holders with a total value of $24,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,628 14,000 58.33%
2 UBS Group AG 710 6,000 25.00%
3 Tower Research Capital LLC (TRC) 300 3,000 12.50%
4 MORGAN STANLEY 70 1,000 4.17%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.