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PATHFINDER BANCORP INC MD
PATHFINDER BANCORP INC MD. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 15 Institutional holders with a total value of $8,714,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MALTESE CAPITAL MANAGEMENT LLC 266,056 3,589,000 41.19%
2 Minerva Advisors LLC 159,374 2,045,000 23.47%
3 TCW GROUP INC 145,550 1,958,000 22.47%
4 Oppenheimer & Close, LLC 61,550 830,000 9.52%
5 VANGUARD GROUP INC 17,906 241,000 2.77%
6 MSI Financial Services Inc 829 11,000 0.13%
7 BlackRock Fund Advisors 713 10,000 0.11%
8 LADENBURG THALMANN FINANCIAL SERVICES INC. 658 8,000 0.09%
9 BlackRock Investment Management, LLC 536 7,000 0.08%
10 Creative Planning 450 6,000 0.07%
11 WELLS FARGO & COMPANY/MN 201 3,000 0.03%
12 MORGAN STANLEY 224 3,000 0.03%
13 Tower Research Capital LLC (TRC) 97 1,000 0.01%
14 ROYAL BANK OF CANADA 100 1,000 0.01%
15 UBS Group AG 100 1,000 0.01%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.