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Capital One Finl
Capital One Finl. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 4 Institutional holders with a total value of $1,635,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MID CONTINENT CAPITAL LLC/IL 26,325 698,000 42.69%
2 ROOSEVELT INVESTMENT GROUP LLC 22,850 606,000 37.06%
3 SPIRIT OF AMERICA MANAGEMENT CORP/NY 12,000 318,000 19.45%
4 MYCIO WEALTH PARTNERS, LLC 483 13,000 0.80%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.