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Capital One Financial Corp., Series D, 6.70 percent
Capital One Financial Corp., Series D, 6.70 percent. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 7 Institutional holders with a total value of $5,780,406.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MYCIO WEALTH PARTNERS, LLC 43 1,000 0.02%
2 Smith Affiliated Capital Corp. 2,000 54,320 0.94% PRN
3 SPIRIT OF AMERICA MANAGEMENT CORP/NY 12,000 326,000 5.64%
4 PARAMETRIC PORTFOLIO ASSOCIATES LLC 32,465 882,000 15.26%
5 SEVENBRIDGE FINANCIAL GROUP, LLC 27,160 1,000,000 17.30%
6 MassMutual Private Wealth & Trust, FSB 50,850 1,381,086 23.89%
7 ROOSEVELT INVESTMENT GROUP LLC 78,630 2,136,000 36.95%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.