Dark
Light
System
Security
POWERSHARES N/C 6/4/18 46137V662
POWERSHARES N/C 6/4/18 46137V662. Institutional holdings reported to the SEC.

Institutional Holders (2014Q2)
Portfolio Summary: 87 Institutional holders with a total value of $275,338,904.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 703,598 42,976,000 15.61%
2 UBS AG 428,188 26,154,000 9.50%
3 LPL Financial LLC 346,618 21,171,000 7.69%
4 BANK OF AMERICA CORP /DE/ 299,411 18,288,000 6.64%
5 WELLS FARGO & COMPANY/MN 296,644 18,119,000 6.58%
6 NIEMANN CAPITAL MANAGEMENT INC 279,676 17,083,000 6.20%
7 AMERIPRISE FINANCIAL INC 205,088 12,526,000 4.55%
8 FundX Investment Group, LLC 181,213 11,068,000 4.02%
9 SUMMIT CAPITAL MANAGEMENT LLC 94,015 5,742,000 2.09%
10 RAYMOND JAMES & ASSOCIATES 92,061 5,623,000 2.04%
11 CWM, LLC 88,745 5,421,000 1.97%
12 Chevy Chase Trust Holdings, LLC 71,340 4,357,000 1.58%
13 Orion Porfolio Solutions, LLC 69,000 4,215,000 1.53%
14 ENVESTNET ASSET MANAGEMENT INC 68,164 4,163,000 1.51%
15 HighTower Advisors, LLC 64,610 3,946,000 1.43%
16 STIFEL FINANCIAL CORP 61,118 3,733,000 1.36%
17 AMERICAN INTERNATIONAL GROUP, INC. 56,586 3,456,311 1.26%
18 Financial Management Professionals, Inc. 55,819 3,409,000 1.24%
19 Concert Wealth Management Inc. 56,308 3,348,000 1.22%
20 WASATCH ADVISORS LP 51,600 3,152,000 1.14%
21 CIBC WORLD MARKET INC. 48,882 2,986,000 1.08%
22 Commonwealth Equity Services, Inc 48,036 2,934,000 1.07%
23 Northeast Financial Consultants Inc 46,112 2,816,000 1.02%
24 First Allied Advisory Services, Inc. 44,888 2,739,000 0.99%
25 WFG Advisors, LP 41,819 2,554,000 0.93%
26 NEW ENGLAND SECURITIES CORP /MA/ 40,624 2,481,000 0.90%
27 UNITED CAPITAL FINANCIAL ADVISORS, LLC 39,984 2,442,000 0.89%
28 Carnick & Kubik, LLC 37,704 2,303,000 0.84%
29 PACIFIC FINANCIAL GROUP INC 36,552 2,233,000 0.81%
30 GOLDMAN SACHS GROUP INC 34,536 2,109,000 0.77%
31 MSI Financial Services Inc 34,390 2,101,000 0.76%
32 KMS FINANCIAL SERVICES, INC 33,951 2,074,000 0.75%
33 Advisors Preferred, LLC 31,601 1,930,189 0.70%
34 SG Americas Securities, LLC 28,048 1,713,000 0.62%
35 Cambridge Investment Research Advisors, Inc. 25,210 1,540,000 0.56%
36 Robert W. Baird & Co. Inc 23,953 1,463,000 0.53%
37 MID CONTINENT CAPITAL LLC/IL 23,610 1,442,000 0.52%
38 VSR Financial Services, Inc. 22,635 1,383,000 0.50%
39 LADENBURG THALMANN FINANCIAL SERVICES INC. 21,663 1,323,000 0.48%
40 Investors Capital Advisory Services 21,299 1,300,000 0.47%
41 CITIGROUP INC 20,036 1,224,000 0.44%
42 Noven Financial Group, Inc. 19,939 1,218,000 0.44%
43 ROYAL BANK OF CANADA 14,910 911,000 0.33%
44 BTR CAPITAL MANAGEMENT INC 13,550 828,000 0.30%
45 OPPENHEIMER & CO INC 13,431 820,000 0.30%
46 DEUTSCHE BANK AG\ 12,393 756,000 0.27%
47 NATIONAL PLANNING CORP 11,918 728,000 0.26%
48 Estate Counselors, LLC 11,385 695,000 0.25%
49 Cetera Advisor Networks LLC 11,135 678,000 0.25%
50 CREDIT SUISSE AG/ 9,698 592,000 0.22%
Page 1 of 2

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.