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ISHARES IBONDS DEC 2020 CORP ETF
ISHARES IBONDS DEC 2020 CORP ETF. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 46 Institutional holders with a total value of $111,921,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BlackRock Investment Management, LLC 118 3,000 0.00%
2 Perigon Wealth Management, LLC 400 10,000 0.01%
3 BUTENSKY & COHEN FINANCIAL SECURITY, INC 385 10,000 0.01%
4 Creative Planning 1,200 31,000 0.03%
5 D.A. DAVIDSON & CO. 1,450 37,000 0.03%
6 PNC FINANCIAL SERVICES GROUP, INC. 1,680 43,000 0.04%
7 PROFICIO CAPITAL PARTNERS LLC 2,366 61,000 0.05%
8 WealthTrust-Arizona, LLC 2,859 74,000 0.07%
9 MANUFACTURERS LIFE INSURANCE COMPANY, THE 2,912 75,000 0.07%
10 MSI Financial Services Inc 3,182 82,000 0.07%
11 NEXT Financial Group, Inc 3,290 85,000 0.08%
12 ADVISOR GROUP, INC. 7,112 183,000 0.16%
13 ADVISOR CONSULTANT NETWORK INC 7,820 201,000 0.18%
14 Country Club Trust Company, n.a. 7,820 201,000 0.18%
15 Janney Montgomery Scott LLC 9,843 253,000 0.23%
16 LADENBURG THALMANN FINANCIAL SERVICES INC. 10,519 270,000 0.24%
17 Mariner, LLC 11,258 290,000 0.26%
18 GREAT LAKES ADVISORS, LLC 11,590 298,000 0.27%
19 INTEGRATED WEALTH MANAGEMENT 12,877 331,000 0.30%
20 CITADEL ADVISORS LLC 14,480 373,000 0.33%
21 IFP ADVISORS, INC 15,409 396,000 0.35%
22 SUSQUEHANNA INTERNATIONAL GROUP, LLP 17,747 457,000 0.41%
23 AMERIPRISE FINANCIAL INC 22,078 568,000 0.51%
24 Commonwealth Equity Services, Inc 24,051 619,000 0.55%
25 IBEX WEALTH ADVISORS 36,474 939,000 0.84%
26 STIFEL FINANCIAL CORP 38,663 997,000 0.89%
27 Capital Investment Advisors, LLC 40,000 1,029,000 0.92%
28 US BANCORP \DE\ 40,614 1,045,000 0.93%
29 Bank of New York Mellon Corp 43,085 1,109,000 0.99%
30 LPL Financial LLC 49,396 1,271,000 1.14%
31 ROYAL BANK OF CANADA 52,994 1,364,000 1.22%
32 WOLVERINE TRADING LP /BD 55,994 1,443,000 1.29%
33 JANE STREET GROUP, LLC 61,044 1,571,000 1.40%
34 Raymond James Financial Services Advisors, Inc. 63,417 1,632,000 1.46%
35 GUIDANT WEALTH ADVISORS 85,202 2,193,000 1.96%
36 Private Advisor Group, LLC 90,307 2,324,000 2.08% PRN
37 Brookstone Capital Management 96,870 2,492,000 2.23%
38 DAY & ENNIS, LLC 97,520 2,509,000 2.24%
39 Virtu KCG Holdings LLC 117,582 3,025,000 2.70%
40 TRUST CO 162,090 4,171,000 3.73%
41 UBS Group AG 353,771 9,103,000 8.13%
42 ENVESTNET ASSET MANAGEMENT INC 398,917 10,264,000 9.17%
43 UNITED CAPITAL FINANCIAL ADVISORS, LLC 416,441 10,715,000 9.57%
44 MORGAN STANLEY 493,559 12,700,000 11.35%
45 CORDA Investment Management, LLC. 499,715 12,877,000 11.51%
46 BANK OF AMERICA CORP /DE/ 862,712 22,197,000 19.83%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.