Dark
Light
System
Security
POWERSHARES ETF TRUST
POWERSHARES ETF TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 151 Institutional holders with a total value of $267,313,855.
#
Manager Name
Shares
Value ($)
%
Options
Notes
51 US BANCORP \DE\ 20,420 503,000 0.19%
52 HSBC HOLDINGS PLC 19,898 490,000 0.18%
53 ROBERTS GLORE & CO INC /IL/ 19,700 485,000 0.18%
54 MSI Financial Services Inc 18,900 465,000 0.17%
55 OPPENHEIMER & CO INC 17,230 424,000 0.16%
56 Cetera Advisor Networks LLC 17,197 423,000 0.16%
57 Janney Montgomery Scott LLC 16,845 414,563 0.16%
58 LADENBURG THALMANN FINANCIAL SERVICES INC. 16,634 410,000 0.15%
59 RAY GERALD L & ASSOCIATES LTD 16,633 409,000 0.15%
60 SOL Capital Management CO 14,200 349,000 0.13%
61 BARCLAYS PLC 14,229 341,000 0.13%
62 Fernwood Investment Management, LLC 13,350 329,000 0.12%
63 SCOTIA CAPITAL INC. 13,015 320,000 0.12%
64 Neuberger Berman Group LLC 13,020 320,000 0.12%
65 M&T BANK CORP 12,800 315,000 0.12%
66 Baldwin Investment Management, LLC 12,625 311,000 0.12% SH
67 SILVERCREST ASSET MANAGEMENT GROUP LLC 12,223 301,000 0.11%
68 BLAIR WILLIAM & CO/IL 11,525 283,000 0.11%
69 Placemark Investments, Inc. 11,424 281,000 0.11%
70 KMS FINANCIAL SERVICES, INC 10,727 264,000 0.10%
71 B. Riley Wealth Advisors, Inc. 10,687 263,000 0.10%
72 LORING WOLCOTT & COOLIDGE FIDUCIARY ADVISORS LLP/MA 10,640 262,000 0.10%
73 USCA RIA LLC 10,508 259,000 0.10%
74 PEAK6 Group LLC 10,393 256,000 0.10%
75 AMERIPRISE FINANCIAL INC 10,327 254,000 0.10%
76 FIRST UNITED BANK & TRUST 10,270 253,000 0.09%
77 Winslow, Evans & Crocker, Inc. 9,480 233,280 0.09%
78 SUSQUEHANNA INTERNATIONAL GROUP, LLP 9,400 231,000 0.09% Put
79 MURPHY CAPITAL MANAGEMENT INC 9,220 226,000 0.08%
80 HL FINANCIAL SERVICES LLC 9,090 224,000 0.08%
81 PATTEN & PATTEN INC/TN 9,015 222,000 0.08%
82 RAYMOND JAMES TRUST N.A. 8,801 217,000 0.08%
83 Paracle Advisors, LLC 8,725 214,000 0.08%
84 CITIGROUP INC 8,535 210,000 0.08%
85 CREDIT SUISSE AG/ 8,186 201,000 0.08%
86 D.A. DAVIDSON & CO. 8,110 199,000 0.07%
87 AMERICAN INTERNATIONAL GROUP, INC. 7,873 193,755 0.07%
88 ENVESTNET ASSET MANAGEMENT INC 7,829 193,000 0.07%
89 CENTRAL TRUST Co 7,825 193,000 0.07%
90 WHITTIER TRUST CO OF NEVADA INC 7,450 183,000 0.07%
91 Psagot Value Holdings Ltd. 7,000 172,000 0.06%
92 Financial Architects, Inc 6,750 166,000 0.06%
93 Private Advisor Group, LLC 6,503 160,000 0.06%
94 WHITTIER TRUST CO 5,375 132,000 0.05%
95 Creative Planning 4,414 109,000 0.04%
96 BANK OF MONTREAL /CAN/ 4,342 106,000 0.04%
97 BRAVE ASSET MANAGEMENT INC 4,200 103,000 0.04%
98 1919 Investment Counsel, LLC 4,000 99,000 0.04%
99 OPTIMUM INVESTMENT ADVISORS 4,025 99,000 0.04%
100 Madden Advisory Services, Inc. 3,429 84,000 0.03%
Page 2 of 4

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.