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POWERSHARES ETF TRUST
POWERSHARES ETF TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 37 Institutional holders with a total value of $78,752,227.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 WELLS FARGO & COMPANY/MN 500,022 16,720,000 21.23%
2 MORGAN STANLEY 430,140 14,384,000 18.26%
3 UBS AG 258,602 8,647,000 10.98%
4 BANK OF AMERICA CORP /DE/ 207,619 6,943,000 8.82%
5 Mirae Asset Global Investments Co., Ltd. 151,638 5,071,000 6.44%
6 GOLDMAN SACHS GROUP INC 131,901 4,411,000 5.60%
7 HighTower Advisors, LLC 93,278 3,119,000 3.96%
8 JANE STREET GROUP, LLC 88,605 2,963,000 3.76%
9 Orion Porfolio Solutions, LLC 65,000 2,174,000 2.76%
10 Hoxton Financial, Inc. 59,512 1,990,000 2.53%
11 ROYAL BANK OF CANADA 52,311 1,750,000 2.22%
12 LPL Financial LLC 42,574 1,387,000 1.76%
13 SUSQUEHANNA INTERNATIONAL GROUP, LLP 36,406 1,217,000 1.55%
14 Virtu KCG Holdings LLC 33,366 1,116,000 1.42%
15 STIFEL FINANCIAL CORP 32,460 1,085,000 1.38%
16 WFG Advisors, LP 25,782 862,000 1.09%
17 KMS FINANCIAL SERVICES, INC 18,588 622,000 0.79%
18 DEUTSCHE BANK AG\ 16,180 541,000 0.69%
19 RAYMOND JAMES & ASSOCIATES 15,912 532,000 0.68%
20 SUNTRUST BANKS INC 14,910 498,000 0.63%
21 AMERICAN INTERNATIONAL GROUP, INC. 12,579 420,630 0.53%
22 Dorsey Wright & Associates 12,000 386,000 0.49%
23 Ironsides Asset Advisors, LLC 10,251 343,000 0.44%
24 CIBC WORLD MARKET INC. 9,344 312,000 0.40%
25 PRIVATE TRUST CO NA 9,217 308,000 0.39%
26 MARINER INDEPENDENT ADVISOR NETWORK, LLC 7,225 241,597 0.31%
27 Madden Advisory Services, Inc. 5,610 188,000 0.24%
28 CITIGROUP INC 4,694 157,000 0.20%
29 BANK OF MONTREAL /CAN/ 3,475 116,000 0.15%
30 AMERIPRISE FINANCIAL INC 2,868 96,000 0.12%
31 NEW ENGLAND SECURITIES CORP /MA/ 1,284 43,000 0.05%
32 WESTPORT RESOURCES MANAGEMENT INC 1,000 33,000 0.04%
33 NewSquare Capital LLC 736 25,000 0.03%
34 LADENBURG THALMANN FINANCIAL SERVICES INC. 582 19,000 0.02%
35 Private Advisor Group, LLC 510 17,000 0.02%
36 MSI Financial Services Inc 401 13,000 0.02%
37 BENJAMIN F. EDWARDS & COMPANY, INC. 50 2,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.