| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | DEUTSCHE BANK AG\ | 250,000 | 10,235,000 | 51.08% | ||
| 2 | Roof Eidam Maycock Peralta, LLC | 217,045 | 8,886,000 | 44.35% | ||
| 3 | Private Advisor Group, LLC | 10,475 | 429,000 | 2.14% | ||
| 4 | LPL Financial LLC | 5,537 | 227,000 | 1.13% | ||
| 5 | PALLADIEM, LLC | 5,120 | 210,000 | 1.05% | ||
| 6 | Cowen Prime Services LLC | 1,200 | 49,000 | 0.24% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.