| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | RiverFront Investment Group, LLC | 676,843 | 23,520,000 | 22.22% | ||
| 2 | BB&T SECURITIES, LLC | 40,793 | 14,175,000 | 13.39% | ||
| 3 | MORGAN STANLEY | 320,939 | 11,152,000 | 10.54% | ||
| 4 | BANK OF AMERICA CORP /DE/ | 310,859 | 10,803,000 | 10.21% | ||
| 5 | WELLS FARGO & COMPANY/MN | 302,028 | 10,496,000 | 9.92% | ||
| 6 | UBS Group AG | 216,595 | 7,527,000 | 7.11% | ||
| 7 | LAZARD ASSET MANAGEMENT LLC | 179,150 | 6,225,000 | 5.88% | ||
| 8 | Fiera Capital Corp | 138,814 | 4,824,000 | 4.56% | ||
| 9 | HighTower Advisors, LLC | 89,148 | 3,098,000 | 2.93% | ||
| 10 | RAYMOND JAMES & ASSOCIATES | 89,110 | 3,097,000 | 2.93% | ||
| 11 | United Asset Strategies, Inc. | 64,239 | 2,232,000 | 2.11% | ||
| 12 | LPL Financial LLC | 60,724 | 2,110,000 | 1.99% | ||
| 13 | AMERIPRISE FINANCIAL INC | 35,183 | 1,223,000 | 1.16% | ||
| 14 | STIFEL FINANCIAL CORP | 31,521 | 1,095,000 | 1.03% | ||
| 15 | AMERICAN INTERNATIONAL GROUP, INC. | 16,858 | 585,816 | 0.55% | ||
| 16 | Placemark Investments, Inc. | 16,465 | 573,000 | 0.54% | ||
| 17 | JANE STREET GROUP, LLC | 15,173 | 527,000 | 0.50% | ||
| 18 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 12,505 | 435,000 | 0.41% | ||
| 19 | ROYAL BANK OF CANADA | 9,731 | 338,000 | 0.32% | ||
| 20 | Private Advisor Group, LLC | 9,071 | 315,000 | 0.30% | ||
| 21 | Timber Hill LLC | 7,224 | 251,000 | 0.24% | ||
| 22 | M&T BANK CORP | 6,683 | 232,000 | 0.22% | ||
| 23 | OPPENHEIMER & CO INC | 6,406 | 223,000 | 0.21% | ||
| 24 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 5,220 | 182,000 | 0.17% | ||
| 25 | DEUTSCHE BANK AG\ | 4,500 | 156,000 | 0.15% | ||
| 26 | WFG Advisors, LP | 3,596 | 125,000 | 0.12% | ||
| 27 | ENVESTNET ASSET MANAGEMENT INC | 2,741 | 95,000 | 0.09% | ||
| 28 | SIGNATUREFD, LLC | 1,970 | 68,000 | 0.06% | ||
| 29 | CITIGROUP INC | 1,641 | 57,000 | 0.05% | ||
| 30 | BARCLAYS PLC | 1,250 | 43,000 | 0.04% | ||
| 31 | Stratos Wealth Partners, LTD. | 747 | 25,958 | 0.02% | ||
| 32 | NATIONAL PLANNING CORP | 400 | 13,656 | 0.01% | ||
| 33 | Madden Advisory Services, Inc. | 225 | 8,000 | 0.01% | ||
| 34 | Focused Wealth Management, Inc | 200 | 7,000 | 0.01% | ||
| 35 | Hudock, Inc. | 200 | 7,000 | 0.01% | ||
| 36 | Vantage Investment Advisors, LLC | 107 | 4,000 | 0.00% | ||
| 37 | B. Riley Wealth Management, Inc. | 100 | 3,000 | 0.00% | ||
| 38 | BENJAMIN F. EDWARDS & COMPANY, INC. | 46 | 2,000 | 0.00% | ||
| 39 | Parallax Volatility Advisers, L.P. | 1 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
