| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | UBS AG | 66,598 | 2,202,000 | 30.11% | ||
| 2 | BANK OF AMERICA CORP /DE/ | 31,478 | 1,041,000 | 14.24% | ||
| 3 | STIFEL FINANCIAL CORP | 25,142 | 831,000 | 11.36% | ||
| 4 | MORGAN STANLEY | 24,008 | 794,000 | 10.86% | ||
| 5 | WELLS FARGO & COMPANY/MN | 20,839 | 689,000 | 9.42% | ||
| 6 | LPL Financial LLC | 19,627 | 649,000 | 8.88% | ||
| 7 | Wharton Business Group, LLC | 12,346 | 408,000 | 5.58% | ||
| 8 | Commonwealth Equity Services, Inc | 10,143 | 335,000 | 4.58% | ||
| 9 | NTV ASSET MANAGEMENT LLC | 7,600 | 251,000 | 3.43% | ||
| 10 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 1,321 | 44,000 | 0.60% | ||
| 11 | AMERICAN INTERNATIONAL GROUP, INC. | 1,000 | 33,071 | 0.45% | ||
| 12 | CITIGROUP INC | 750 | 25,000 | 0.34% | ||
| 13 | Elite Wealth Management, Inc. | 100 | 3,000 | 0.04% | ||
| 14 | NEW ENGLAND SECURITIES CORP /MA/ | 100 | 3,000 | 0.04% | ||
| 15 | Vantage Investment Advisors, LLC | 99 | 3,000 | 0.04% | ||
| 16 | ROYAL BANK OF CANADA | 31 | 1,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
