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PowerShares DWA SmallCap Momentum ETF
PowerShares DWA SmallCap Momentum ETF. Institutional holdings reported to the SEC.

Institutional Holders (2017Q1)
Portfolio Summary: 30 Institutional holders with a total value of $81,935,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 525,797 21,484,000 26.22%
2 ROYAL BANK OF CANADA 467,616 19,107,000 23.32%
3 WELLS FARGO & COMPANY/MN 210,441 8,599,000 10.49%
4 RAYMOND JAMES & ASSOCIATES 158,178 6,463,000 7.89%
5 Invesco Ltd. 137,862 5,633,000 6.87%
6 SPC Financial, Inc. 117,017 4,781,000 5.84%
7 SUSQUEHANNA INTERNATIONAL GROUP, LLP 55,825 2,281,000 2.78%
8 Raymond James Financial Services Advisors, Inc. 46,633 1,905,000 2.33%
9 GOLDMAN SACHS GROUP INC 39,251 1,604,000 1.96%
10 STIFEL FINANCIAL CORP 33,679 1,378,000 1.68%
11 BANK OF AMERICA CORP /DE/ 33,342 1,362,000 1.66%
12 CITADEL ADVISORS LLC 32,216 1,316,000 1.61%
13 Cambridge Investment Research Advisors, Inc. 27,378 1,119,000 1.37%
14 LPL Financial LLC 20,892 841,000 1.03%
15 Janney Montgomery Scott LLC 16,418 671,000 0.82%
16 Commonwealth Equity Services, Inc 10,975 448,000 0.55%
17 HighTower Advisors, LLC 10,240 415,000 0.51%
18 GREAT LAKES ADVISORS, LLC 8,763 358,000 0.44%
19 UNITED CAPITAL FINANCIAL ADVISORS, LLC 8,408 344,000 0.42%
20 JPMORGAN CHASE & CO 7,396 302,000 0.37%
21 SCOTIA CAPITAL INC. 6,322 259,000 0.32%
22 CITIGROUP INC 5,691 233,000 0.28%
23 WEDBUSH SECURITIES INC 5,389 220,000 0.27%
24 LADENBURG THALMANN FINANCIAL SERVICES INC. 5,345 218,000 0.27%
25 TWO SIGMA SECURITIES, LLC 5,178 212,000 0.26%
26 Sigma Planning Corp 5,175 211,000 0.26%
27 D.A. DAVIDSON & CO. 2,348 95,000 0.12%
28 PNC FINANCIAL SERVICES GROUP, INC. 1,302 53,000 0.06%
29 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 410 17,000 0.02%
30 TORONTO DOMINION BANK 150 6,000 0.01%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.