Dark
Light
System
Security
POWERSHARES ETF TRUST II
POWERSHARES ETF TRUST II. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 33 Institutional holders with a total value of $19,266,602.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 UBS AG 98,707 3,040,000 15.78%
2 GOLDMAN SACHS GROUP INC 83,098 2,559,000 13.28%
3 ROYAL BANK OF CANADA 78,771 2,426,000 12.59%
4 ADELL HARRIMAN & CARPENTER INC 56,300 1,863,812 9.67%
5 BANK OF AMERICA CORP /DE/ 54,334 1,673,000 8.68%
6 Gradient Investments LLC 39,485 1,216,000 6.31%
7 MORGAN STANLEY 27,379 843,000 4.38%
8 LPL Financial LLC 26,776 827,000 4.29%
9 Cambridge Investment Research Advisors, Inc. 20,171 621,000 3.22%
10 Cetera Advisors LLC 18,953 585,000 3.04%
11 JANE STREET GROUP, LLC 18,091 557,000 2.89%
12 STIFEL FINANCIAL CORP 14,257 439,000 2.28%
13 Virtu KCG Holdings LLC 12,838 395,000 2.05%
14 AMERIPRISE FINANCIAL INC 12,471 384,000 1.99%
15 Commonwealth Equity Services, Inc 10,786 332,000 1.72%
16 B. Riley Wealth Advisors, Inc. 8,770 270,000 1.40%
17 WELLS FARGO & COMPANY/MN 8,012 246,000 1.28%
18 Janney Montgomery Scott LLC 7,214 222,191 1.15%
19 IFC Holdings Incorporated/FL 6,818 210,000 1.09%
20 AMERICAN INTERNATIONAL GROUP, INC. 5,474 168,599 0.88%
21 NEXT Financial Group, Inc 2,719 84,000 0.44%
22 Private Advisor Group, LLC 2,682 83,000 0.43%
23 Orion Porfolio Solutions, LLC 2,168 67,000 0.35%
24 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,724 53,000 0.28%
25 NEW ENGLAND SECURITIES CORP /MA/ 1,300 40,000 0.21%
26 BANK OF MONTREAL /CAN/ 724 22,000 0.11%
27 FOUNDERS BANK & TRUST 545 17,000 0.09%
28 MSI Financial Services Inc 214 7,000 0.04%
29 Gary Goldberg Planning Services Inc 125 4,000 0.02%
30 US BANCORP \DE\ 130 4,000 0.02%
31 Alexandria Capital, LLC 100 3,000 0.02%
32 Invesco Ltd. 95 3,000 0.02%
33 Creative Planning 80 2,000 0.01%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.