| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Invesco Ltd. | 3,571,200 | 125,567,000 | 68.02% | ||
| 2 | WELLS FARGO & COMPANY/MN | 299,645 | 10,536,000 | 5.71% | ||
| 3 | ADVISOR GROUP, INC. | 279,263 | 9,818,000 | 5.32% | ||
| 4 | CARDAN CAPITAL PARTNERS, LLC | 173,070 | 6,085,000 | 3.30% | ||
| 5 | Estate Counselors, LLC | 160,020 | 5,627,000 | 3.05% | ||
| 6 | UBS Group AG | 156,432 | 5,500,000 | 2.98% | ||
| 7 | BANK OF AMERICA CORP /DE/ | 108,313 | 3,809,000 | 2.06% | ||
| 8 | STEPHENS INC /AR/ | 72,325 | 2,543,000 | 1.38% | ||
| 9 | LPL Financial LLC | 63,219 | 2,257,000 | 1.22% | ||
| 10 | VALENTINE VENTURES LLC | 70,669 | 2,090,000 | 1.13% | ||
| 11 | MORGAN STANLEY | 46,828 | 1,647,000 | 0.89% | ||
| 12 | SOCIETE GENERALE | 33,000 | 1,160,000 | 0.63% | ||
| 13 | SG Americas Securities, LLC | 33,000 | 1,160,000 | 0.63% | ||
| 14 | Virtu KCG Holdings LLC | 27,848 | 979,000 | 0.53% | ||
| 15 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 25,362 | 891,000 | 0.48% | ||
| 16 | Cambridge Investment Research Advisors, Inc. | 24,980 | 878,000 | 0.48% | ||
| 17 | ROYAL BANK OF CANADA | 24,682 | 868,000 | 0.47% | ||
| 18 | ST GERMAIN D J CO INC | 14,778 | 520,000 | 0.28% | ||
| 19 | MARINER INDEPENDENT ADVISOR NETWORK, LLC | 13,195 | 464,000 | 0.25% | ||
| 20 | RAYMOND JAMES & ASSOCIATES | 11,676 | 411,000 | 0.22% | ||
| 21 | Cetera Advisor Networks LLC | 10,850 | 382,000 | 0.21% | ||
| 22 | CITIGROUP INC | 9,487 | 334,000 | 0.18% | ||
| 23 | STIFEL FINANCIAL CORP | 8,703 | 306,000 | 0.17% | ||
| 24 | MSI Financial Services Inc | 8,351 | 294,000 | 0.16% | ||
| 25 | Commonwealth Equity Services, Inc | 5,946 | 209,000 | 0.11% | ||
| 26 | AMERIPRISE FINANCIAL INC | 5,916 | 208,000 | 0.11% | ||
| 27 | ENVESTNET ASSET MANAGEMENT INC | 1,076 | 38,000 | 0.02% | ||
| 28 | IFP ADVISORS, INC | 950 | 33,000 | 0.02% | ||
| 29 | Parallax Volatility Advisers, L.P. | 1 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
