Dark
Light
System
Security
POWERSHARES ETF TR II
POWERSHARES ETF TR II. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 55 Institutional holders with a total value of $104,577,917.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Focused Wealth Management, Inc 55 1,000 0.00%
2 Bartlett & Co. LLC 50 1,000 0.00%
3 American Research & Management Co. 70 2,000 0.00%
4 BANK OF MONTREAL /CAN/ 250 6,000 0.01%
5 Winslow, Evans & Crocker, Inc. 300 7,293 0.01%
6 AMERICAN INTERNATIONAL GROUP, INC. 385 9,360 0.01%
7 AMERIPRISE FINANCIAL INC 417 10,000 0.01%
8 Capital Advisors, Ltd. LLC 424 10,000 0.01%
9 MANAGED ACCOUNT ADVISORS LLC 550 13,000 0.01%
10 MSI Financial Services Inc 690 17,000 0.02%
11 TD Capital Management LLC 820 20,000 0.02%
12 Joel Isaacson & Co., LLC 887 22,000 0.02%
13 PNC FINANCIAL SERVICES GROUP, INC. 1,600 39,000 0.04%
14 Smithfield Trust Co 2,800 68,000 0.07%
15 US BANCORP \DE\ 4,375 107,000 0.10%
16 DEUTSCHE BANK AG\ 5,601 136,000 0.13%
17 LADENBURG THALMANN FINANCIAL SERVICES INC. 5,958 145,000 0.14%
18 CITIGROUP INC 6,183 150,000 0.14%
19 Concert Wealth Management Inc. 8,407 201,000 0.19%
20 Madden Advisory Services, Inc. 8,375 204,000 0.20%
21 Sandy Spring Bank 9,205 224,000 0.21%
22 BlackRock Institutional Trust Company, N.A. 10,868 264,000 0.25%
23 HighTower Advisors, LLC 11,067 269,000 0.26%
24 NATIONAL PLANNING CORP 11,293 278,000 0.27%
25 THOMPSON SIEGEL & WALMSLEY LLC 12,500 304,000 0.29%
26 UNITED CAPITAL FINANCIAL ADVISORS, LLC 12,800 311,000 0.30%
27 WHITTIER TRUST CO OF NEVADA INC 13,000 316,000 0.30%
28 Summit Global Management, Inc. 12,991 316,000 0.30%
29 ROYAL BANK OF CANADA 14,033 340,000 0.33%
30 Covington Capital Management 14,163 344,000 0.33%
31 GEODE CAPITAL MANAGEMENT, LLC 14,600 354,000 0.34% PRN
32 Moors & Cabot, Inc. 14,975 364,000 0.35%
33 NORTHERN TRUST CORP 16,270 396,000 0.38%
34 YHB Investment Advisors, Inc. 19,850 483,000 0.46%
35 CENTRAL TRUST Co 20,585 500,000 0.48%
36 Advisors Preferred, LLC 21,319 518,264 0.50%
37 FRANKLIN RESOURCES INC 21,400 520,000 0.50%
38 Jacobus Wealth Management, Inc. 22,465 546,000 0.52%
39 NORTHERN CAPITAL MANAGEMENT LLC 23,330 567,000 0.54%
40 SUSQUEHANNA INTERNATIONAL GROUP, LLP 26,768 651,000 0.62%
41 RAYMOND JAMES & ASSOCIATES 28,427 691,000 0.66%
42 Invesco Ltd. 34,765 845,000 0.81%
43 Cambridge Investment Research Advisors, Inc. 42,916 1,043,000 1.00%
44 Commonwealth Equity Services, Inc 44,667 1,086,000 1.04%
45 LPL Financial LLC 46,439 1,129,000 1.08%
46 Linscomb Wealth, Inc. 55,064 1,339,000 1.28%
47 MCMILLION CAPITAL MANAGEMENT INC 58,202 1,415,000 1.35%
48 COLUMBIA CAPITAL LLC 75,041 1,807,000 1.73%
49 J.P. Morgan Private Wealth Advisors LLC 105,335 2,561,000 2.45%
50 FCA CORP /TX 118,136 2,872,000 2.75%
Page 1 of 2

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.