Dark
Light
System
Security
POWERSHARES ETF TR II
POWERSHARES ETF TR II. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 58 Institutional holders with a total value of $109,408,231.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 QS Investors, LLC 1,652,755 37,617,000 34.38%
2 BANK OF AMERICA CORP /DE/ 954,519 21,725,000 19.86%
3 MORGAN STANLEY 669,920 15,247,000 13.94%
4 UBS AG 319,118 7,263,000 6.64%
5 WELLS FARGO & COMPANY/MN 214,301 4,878,000 4.46%
6 FCA CORP /TX 130,680 2,974,000 2.72%
7 J.P. Morgan Private Wealth Advisors LLC 106,635 2,427,000 2.22%
8 Commonwealth Equity Services, Inc 88,097 2,005,000 1.83%
9 SUSQUEHANNA INTERNATIONAL GROUP, LLP 79,381 1,807,000 1.65%
10 MCMILLION CAPITAL MANAGEMENT INC 58,712 1,336,000 1.22%
11 Linscomb Wealth, Inc. 52,437 1,193,000 1.09%
12 LPL Financial LLC 49,902 1,122,000 1.03%
13 Cambridge Investment Research Advisors, Inc. 47,030 1,070,000 0.98%
14 JANE STREET GROUP, LLC 30,176 687,000 0.63%
15 NORTHERN CAPITAL MANAGEMENT LLC 22,450 511,000 0.47%
16 FRANKLIN RESOURCES INC 21,400 487,000 0.45%
17 Jacobus Wealth Management, Inc. 21,240 483,000 0.44%
18 CENTRAL TRUST Co 20,435 465,000 0.43%
19 YHB Investment Advisors, Inc. 19,850 452,000 0.41%
20 NORTHERN TRUST CORP 16,270 370,000 0.34%
21 GEODE CAPITAL MANAGEMENT, LLC 15,500 352,000 0.32% PRN
22 Covington Capital Management 14,463 329,000 0.30%
23 Moors & Cabot, Inc. 14,355 326,000 0.30%
24 Virtu KCG Holdings LLC 14,071 320,000 0.29%
25 WHITTIER TRUST CO OF NEVADA INC 13,000 296,000 0.27%
26 UNITED CAPITAL FINANCIAL ADVISORS, LLC 12,800 291,000 0.27%
27 THOMPSON SIEGEL & WALMSLEY LLC 12,500 284,000 0.26%
28 Verition Fund Management LLC 12,057 274,000 0.25%
29 ROYAL BANK OF CANADA 12,028 274,000 0.25%
30 Summit Global Management, Inc. 12,071 274,000 0.25%
31 HighTower Advisors, LLC 11,985 273,000 0.25%
32 NATIONAL PLANNING CORP 11,921 267,000 0.24%
33 RAYMOND JAMES & ASSOCIATES 11,522 262,000 0.24%
34 First Allied Advisory Services, Inc. 11,315 260,000 0.24%
35 Sandy Spring Bank 10,865 247,000 0.23%
36 Madden Advisory Services, Inc. 7,804 178,000 0.16%
37 LADENBURG THALMANN FINANCIAL SERVICES INC. 5,960 136,000 0.12%
38 US BANCORP \DE\ 5,000 114,000 0.10%
39 Smithfield Trust Co 2,800 64,000 0.06%
40 CITIGROUP INC 2,623 60,000 0.05%
41 AMERIPRISE FINANCIAL INC 2,297 52,000 0.05%
42 1919 Investment Counsel, LLC 2,172 50,000 0.05%
43 MSI Financial Services Inc 2,130 48,000 0.04%
44 PNC FINANCIAL SERVICES GROUP, INC. 2,030 46,000 0.04%
45 DEUTSCHE BANK AG\ 1,918 43,000 0.04%
46 AMERICAN INTERNATIONAL GROUP, INC. 1,687 38,403 0.04%
47 Private Advisor Group, LLC 1,353 31,000 0.03%
48 NEXT Financial Group, Inc 1,200 27,000 0.02%
49 Joel Isaacson & Co., LLC 891 20,000 0.02%
50 SRH ADVISORS, LLC 490 11,000 0.01%
Page 1 of 2

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.