| # | % | |||||
|---|---|---|---|---|---|---|
| 701 | CWM, LLC | 14,600 | 15,000 | 0.00% | Put | |
| 702 | DELTA ASSET MANAGEMENT LLC/TN | 150 | 15,000 | 0.00% | ||
| 703 | CLEARY GULL HOLDINGS INC. | 120 | 12,000 | 0.00% | ||
| 704 | Alerus Investment Advisors Corp | 100 | 10,000 | 0.00% | ||
| 705 | Lehman Financial Resources, Inc. | 100 | 10,000 | 0.00% | ||
| 706 | ASSETMARK, INC | 91 | 9,000 | 0.00% | ||
| 707 | Chicago Partners Investment Group LLC | 77 | 8,000 | 0.00% | ||
| 708 | Hanson & Doremus Investment Management | 72 | 7,000 | 0.00% | ||
| 709 | First City Capital Management, Inc. | 50 | 5,088 | 0.00% | ||
| 710 | BANK OF NOVA SCOTIA TRUST CO | 35 | 4,000 | 0.00% | ||
| 711 | SEI INVESTMENTS CO | 38 | 4,000 | 0.00% | ||
| 712 | Kistler-Tiffany Companies, LLC | 32 | 3,000 | 0.00% | ||
| 713 | ADIRONDACK TRUST CO | 25 | 3,000 | 0.00% | ||
| 714 | Financial Management Professionals, Inc. | 10 | 2,000 | 0.00% | ||
| 715 | Credential Securities Inc. | 12 | 1,220 | 0.00% | ||
| 716 | Creative Planning | 2,000 | 1,000 | 0.00% | Call | |
| 717 | Beacon Capital Management, Inc. | 10 | 1,000 | 0.00% | ||
| 718 | RISK PARADIGM GROUP, LLC | 5 | 509 | 0.00% | ||
| 719 | FNY Managed Accounts LLC | 204 | 40 | 0.00% | Call | |
| 720 | Parallax Volatility Advisers, L.P. | 1 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
